Filed: 2/14/2024ACC: 0000919574-24-001130
📋 What this filing means
SHEPHERD KAPLAN KROCHUK, LLC filed this quarterly 13F‑HR report disclosing 54 equity positions with a total reported market value of $123.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
54
Positions
$123.01M
Total AUM (reported)
2.40M
Total Shares
Allocation by class
COM$24.36M19.8%
FALLEN ANGEL HG$7.55M6.1%
S&P500 LOW VOL$7.14M5.8%
SHORT TREAS BD$6.81M5.5%
US QUALTY FCTR$5.69M4.6%
US LCAP VA ETF$5.59M4.5%
MSCI USA MMENTM$5.53M4.5%
Portfolio Concentration
Top 3$23.90M19.4%
4–10$38.79M31.5%
11–25$38.44M31.3%
Rest$21.88M17.8%
Top 3 weight
19.4%
Top 10 weight
51.0%
Voting Authority Distribution
Total shares with voting rights: 2.40M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.40M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole54
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings54
Rows:
APPLE INC
SOLEShares47.82K
TypeSH
Market value$9.21M
7.48%
Sole
0.00
Shared
0.00
None
47.82K
VANECK ETF TRUST
SOLEShares262.35K
TypeSH
Market value$7.55M
6.14%
Sole
0.00
Shared
0.00
None
262.35K
INVESCO EXCH TRADED FD TR II
SOLEShares113.98K
TypeSH
Market value$7.14M
5.81%
Sole
0.00
Shared
0.00
None
113.98K
ISHARES TR
SOLEShares61.87K
TypeSH
Market value$6.81M
5.54%
Sole
0.00
Shared
0.00
None
61.87K
CAMPBELL SOUP CO
SOLEShares151.37K
TypeSH
Market value$6.54M
5.32%
Sole
0.00
Shared
0.00
None
151.37K
J P MORGAN EXCHANGE TRADED F
SOLEShares118.98K
TypeSH
Market value$5.69M
4.63%
Sole
0.00
Shared
0.00
None
118.98K
SCHWAB STRATEGIC TR
SOLEShares79.75K
TypeSH
Market value$5.59M
4.54%
Sole
0.00
Shared
0.00
None
79.75K
ISHARES TR
SOLEShares35.22K
TypeSH
Market value$5.53M
4.49%
Sole
0.00
Shared
0.00
None
35.22K
SCHWAB STRATEGIC TR
SOLEShares58.65K
TypeSH
Market value$4.46M
3.63%
Sole
0.00
Shared
0.00
None
58.65K
ISHARES TR
SOLEShares38.44K
TypeSH
Market value$4.16M
3.38%
Sole
0.00
Shared
0.00
None
38.44K
PIMCO ETF TR
SOLEShares37.95K
TypeSH
Market value$3.69M
3.00%
Sole
0.00
Shared
0.00
None
37.95K
ENERGY TRANSFER L P
SOLEShares256.97K
TypeSH
Market value$3.55M
2.88%
Sole
0.00
Shared
0.00
None
256.97K
JANUS DETROIT STR TR
SOLEShares75.72K
TypeSH
Market value$3.48M
2.83%
Sole
0.00
Shared
0.00
None
75.72K
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.71K
TypeSH
Market value$3.10M
2.52%
Sole
0.00
Shared
0.00
None
8.71K
VANGUARD INDEX FDS
SOLEShares34.65K
TypeSH
Market value$3.06M
2.49%
Sole
0.00
Shared
0.00
None
34.65K
J P MORGAN EXCHANGE TRADED F
SOLEShares51.37K
TypeSH
Market value$2.82M
2.30%
Sole
0.00
Shared
0.00
None
51.37K
ISHARES TR
SOLEShares27.29K
TypeSH
Market value$2.78M
2.26%
Sole
0.00
Shared
0.00
None
27.29K
ISHARES TR
SOLEShares27.66K
TypeSH
Market value$2.74M
2.22%
Sole
0.00
Shared
0.00
None
27.66K
ALPS ETF TR
SOLEShares56.64K
TypeSH
Market value$2.41M
1.96%
Sole
0.00
Shared
0.00
None
56.64K
DBX ETF TR
SOLEShares93.62K
TypeSH
Market value$2.31M
1.88%
Sole
0.00
Shared
0.00
None
93.62K
SYNTAX ETF TR
SOLEShares44.76K
TypeSH
Market value$2.02M
1.64%
Sole
0.00
Shared
0.00
None
44.76K
VANGUARD INDEX FDS
SOLEShares7.84K
TypeSH
Market value$1.82M
1.48%
Sole
0.00
Shared
0.00
None
7.84K
INVESCO EXCH TRADED FD TR II
SOLEShares151.50K
TypeSH
Market value$1.74M
1.41%
Sole
0.00
Shared
0.00
None
151.50K
J P MORGAN EXCHANGE TRADED F
SOLEShares28.07K
TypeSH
Market value$1.47M
1.19%
Sole
0.00
Shared
0.00
None
28.07K
BLACKSTONE INC
SOLEShares11.14K
TypeSH
Market value$1.46M
1.19%
Sole
0.00
Shared
0.00
None
11.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 47.82K | SH | $9.21M 7.48% | 0.00 | 0.00 | 47.82K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 262.35K | SH | $7.55M 6.14% | 0.00 | 0.00 | 262.35K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 113.98K | SH | $7.14M 5.81% | 0.00 | 0.00 | 113.98K |
ISHARES TRSOLE | SHORT TREAS BD | 61.87K | SH | $6.81M 5.54% | 0.00 | 0.00 | 61.87K |
CAMPBELL SOUP COSOLE | COM | 151.37K | SH | $6.54M 5.32% | 0.00 | 0.00 | 151.37K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 118.98K | SH | $5.69M 4.63% | 0.00 | 0.00 | 118.98K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 79.75K | SH | $5.59M 4.54% | 0.00 | 0.00 | 79.75K |
ISHARES TRSOLE | MSCI USA MMENTM | 35.22K | SH | $5.53M 4.49% | 0.00 | 0.00 | 35.22K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 58.65K | SH | $4.46M 3.63% | 0.00 | 0.00 | 58.65K |
ISHARES TRSOLE | CORE S&P SCP ETF | 38.44K | SH | $4.16M 3.38% | 0.00 | 0.00 | 38.44K |
PIMCO ETF TRSOLE | INV GRD CRP BD | 37.95K | SH | $3.69M 3.00% | 0.00 | 0.00 | 37.95K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 256.97K | SH | $3.55M 2.88% | 0.00 | 0.00 | 256.97K |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 75.72K | SH | $3.48M 2.83% | 0.00 | 0.00 | 75.72K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.71K | SH | $3.10M 2.52% | 0.00 | 0.00 | 8.71K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 34.65K | SH | $3.06M 2.49% | 0.00 | 0.00 | 34.65K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 51.37K | SH | $2.82M 2.30% | 0.00 | 0.00 | 51.37K |
ISHARES TRSOLE | MSCI ACWI ETF | 27.29K | SH | $2.78M 2.26% | 0.00 | 0.00 | 27.29K |
ISHARES TRSOLE | 20 YR TR BD ETF | 27.66K | SH | $2.74M 2.22% | 0.00 | 0.00 | 27.66K |
ALPS ETF TRSOLE | ALERIAN MLP | 56.64K | SH | $2.41M 1.96% | 0.00 | 0.00 | 56.64K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 93.62K | SH | $2.31M 1.88% | 0.00 | 0.00 | 93.62K |
SYNTAX ETF TRSOLE | STRATIFIED US TT | 44.76K | SH | $2.02M 1.64% | 0.00 | 0.00 | 44.76K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.84K | SH | $1.82M 1.48% | 0.00 | 0.00 | 7.84K |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 151.50K | SH | $1.74M 1.41% | 0.00 | 0.00 | 151.50K |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 28.07K | SH | $1.47M 1.19% | 0.00 | 0.00 | 28.07K |
BLACKSTONE INCSOLE | COM | 11.14K | SH | $1.46M 1.19% | 0.00 | 0.00 | 11.14K |
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