Filed: 11/14/2023ACC: 0000919574-23-006185
📋 What this filing means
SHEPHERD KAPLAN KROCHUK, LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $115.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$115.11M
Total AUM (reported)
2.47M
Total Shares
Allocation by class
COM$23.40M20.3%
FALLEN ANGEL HG$7.78M6.8%
S&P500 LOW VOL$7.33M6.4%
SHORT TREAS BD$5.88M5.1%
US QUALTY FCTR$5.65M4.9%
US LCAP VA ETF$5.62M4.9%
MSCI USA MMENTM$5.46M4.7%
Portfolio Concentration
Top 3$23.30M20.2%
4–10$37.30M32.4%
11–25$36.82M32.0%
Rest$17.70M15.4%
Top 3 weight
20.2%
Top 10 weight
52.6%
Voting Authority Distribution
Total shares with voting rights: 2.47M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.47M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:
APPLE INC
SOLEShares47.82K
TypeSH
Market value$8.19M
7.11%
Sole
0.00
Shared
0.00
None
47.82K
VANECK ETF TRUST
SOLEShares287.59K
TypeSH
Market value$7.78M
6.76%
Sole
0.00
Shared
0.00
None
287.59K
INVESCO EXCH TRADED FD TR II
SOLEShares124.69K
TypeSH
Market value$7.33M
6.37%
Sole
0.00
Shared
0.00
None
124.69K
CAMPBELL SOUP CO
SOLEShares151.37K
TypeSH
Market value$6.22M
5.40%
Sole
0.00
Shared
0.00
None
151.37K
ISHARES TR
SOLEShares53.20K
TypeSH
Market value$5.88M
5.11%
Sole
0.00
Shared
0.00
None
53.20K
J P MORGAN EXCHANGE TRADED F
SOLEShares130.56K
TypeSH
Market value$5.65M
4.91%
Sole
0.00
Shared
0.00
None
130.56K
SCHWAB STRATEGIC TR
SOLEShares87.13K
TypeSH
Market value$5.62M
4.88%
Sole
0.00
Shared
0.00
None
87.13K
ISHARES TR
SOLEShares39.08K
TypeSH
Market value$5.46M
4.74%
Sole
0.00
Shared
0.00
None
39.08K
SCHWAB STRATEGIC TR
SOLEShares63.98K
TypeSH
Market value$4.53M
3.93%
Sole
0.00
Shared
0.00
None
63.98K
ISHARES TR
SOLEShares41.91K
TypeSH
Market value$3.95M
3.43%
Sole
0.00
Shared
0.00
None
41.91K
PIMCO ETF TR
SOLEShares42.15K
TypeSH
Market value$3.84M
3.34%
Sole
0.00
Shared
0.00
None
42.15K
JANUS DETROIT STR TR
SOLEShares84.02K
TypeSH
Market value$3.65M
3.17%
Sole
0.00
Shared
0.00
None
84.02K
ENERGY TRANSFER L P
SOLEShares232.39K
TypeSH
Market value$3.26M
2.83%
Sole
0.00
Shared
0.00
None
232.39K
J P MORGAN EXCHANGE TRADED F
SOLEShares55.14K
TypeSH
Market value$2.95M
2.57%
Sole
0.00
Shared
0.00
None
55.14K
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.38K
TypeSH
Market value$2.94M
2.55%
Sole
0.00
Shared
0.00
None
8.38K
VANGUARD INDEX FDS
SOLEShares38.63K
TypeSH
Market value$2.92M
2.54%
Sole
0.00
Shared
0.00
None
38.63K
ISHARES TR
SOLEShares30.71K
TypeSH
Market value$2.72M
2.37%
Sole
0.00
Shared
0.00
None
30.71K
ALPS ETF TR
SOLEShares56.64K
TypeSH
Market value$2.39M
2.08%
Sole
0.00
Shared
0.00
None
56.64K
DBX ETF TR
SOLEShares101.44K
TypeSH
Market value$2.29M
1.99%
Sole
0.00
Shared
0.00
None
101.44K
J P MORGAN EXCHANGE TRADED F
SOLEShares36.99K
TypeSH
Market value$1.86M
1.62%
Sole
0.00
Shared
0.00
None
36.99K
SYNTAX ETF TR
SOLEShares44.48K
TypeSH
Market value$1.83M
1.59%
Sole
0.00
Shared
0.00
None
44.48K
INVESCO EXCH TRADED FD TR II
SOLEShares165.94K
TypeSH
Market value$1.82M
1.58%
Sole
0.00
Shared
0.00
None
165.94K
VANGUARD INDEX FDS
SOLEShares7.85K
TypeSH
Market value$1.63M
1.42%
Sole
0.00
Shared
0.00
None
7.85K
KINDER MORGAN INC DEL
SOLEShares83.14K
TypeSH
Market value$1.38M
1.20%
Sole
0.00
Shared
0.00
None
83.14K
GOLDMAN SACHS ETF TR
SOLEShares44.11K
TypeSH
Market value$1.32M
1.15%
Sole
0.00
Shared
0.00
None
44.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 47.82K | SH | $8.19M 7.11% | 0.00 | 0.00 | 47.82K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 287.59K | SH | $7.78M 6.76% | 0.00 | 0.00 | 287.59K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 124.69K | SH | $7.33M 6.37% | 0.00 | 0.00 | 124.69K |
CAMPBELL SOUP COSOLE | COM | 151.37K | SH | $6.22M 5.40% | 0.00 | 0.00 | 151.37K |
ISHARES TRSOLE | SHORT TREAS BD | 53.20K | SH | $5.88M 5.11% | 0.00 | 0.00 | 53.20K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 130.56K | SH | $5.65M 4.91% | 0.00 | 0.00 | 130.56K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 87.13K | SH | $5.62M 4.88% | 0.00 | 0.00 | 87.13K |
ISHARES TRSOLE | MSCI USA MMENTM | 39.08K | SH | $5.46M 4.74% | 0.00 | 0.00 | 39.08K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 63.98K | SH | $4.53M 3.93% | 0.00 | 0.00 | 63.98K |
ISHARES TRSOLE | CORE S&P SCP ETF | 41.91K | SH | $3.95M 3.43% | 0.00 | 0.00 | 41.91K |
PIMCO ETF TRSOLE | INV GRD CRP BD | 42.15K | SH | $3.84M 3.34% | 0.00 | 0.00 | 42.15K |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 84.02K | SH | $3.65M 3.17% | 0.00 | 0.00 | 84.02K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 232.39K | SH | $3.26M 2.83% | 0.00 | 0.00 | 232.39K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 55.14K | SH | $2.95M 2.57% | 0.00 | 0.00 | 55.14K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.38K | SH | $2.94M 2.55% | 0.00 | 0.00 | 8.38K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 38.63K | SH | $2.92M 2.54% | 0.00 | 0.00 | 38.63K |
ISHARES TRSOLE | 20 YR TR BD ETF | 30.71K | SH | $2.72M 2.37% | 0.00 | 0.00 | 30.71K |
ALPS ETF TRSOLE | ALERIAN MLP | 56.64K | SH | $2.39M 2.08% | 0.00 | 0.00 | 56.64K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 101.44K | SH | $2.29M 1.99% | 0.00 | 0.00 | 101.44K |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 36.99K | SH | $1.86M 1.62% | 0.00 | 0.00 | 36.99K |
SYNTAX ETF TRSOLE | STRATIFIED US TT | 44.48K | SH | $1.83M 1.59% | 0.00 | 0.00 | 44.48K |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 165.94K | SH | $1.82M 1.58% | 0.00 | 0.00 | 165.94K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.85K | SH | $1.63M 1.42% | 0.00 | 0.00 | 7.85K |
KINDER MORGAN INC DELSOLE | COM | 83.14K | SH | $1.38M 1.20% | 0.00 | 0.00 | 83.14K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 44.11K | SH | $1.32M 1.15% | 0.00 | 0.00 | 44.11K |
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