Filed: 8/14/2023ACC: 0000919574-23-004809
📋 What this filing means
SHEPHERD KAPLAN KROCHUK, LLC filed this quarterly 13F‑HR report disclosing 52 equity positions with a total reported market value of $126.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
52
Positions
$126.45M
Total AUM (reported)
2.52M
Total Shares
Allocation by class
COM$25.27M20.0%
20 YR TR BD ETF$11.43M9.0%
FALLEN ANGEL HG$7.78M6.2%
S&P500 LOW VOL$7.03M5.6%
MSCI USA MMENTM$5.93M4.7%
SHORT TREAS BD$5.88M4.7%
US QUALTY FCTR$5.83M4.6%
Portfolio Concentration
Top 3$28.48M22.5%
4–10$40.50M32.0%
11–25$39.89M31.5%
Rest$17.58M13.9%
Top 3 weight
22.5%
Top 10 weight
54.5%
Voting Authority Distribution
Total shares with voting rights: 2.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole52
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings52
Rows:
ISHARES TR
SOLEShares110.99K
TypeSH
Market value$11.43M
9.04%
Sole
0.00
Shared
0.00
None
110.99K
APPLE INC
SOLEShares47.82K
TypeSH
Market value$9.27M
7.33%
Sole
0.00
Shared
0.00
None
47.82K
VANECK ETF TRUST
SOLEShares280.07K
TypeSH
Market value$7.78M
6.15%
Sole
0.00
Shared
0.00
None
280.07K
INVESCO EXCH TRADED FD TR II
SOLEShares111.89K
TypeSH
Market value$7.03M
5.56%
Sole
0.00
Shared
0.00
None
111.89K
ISHARES TR
SOLEShares41.09K
TypeSH
Market value$5.93M
4.69%
Sole
0.00
Shared
0.00
None
41.09K
ISHARES TR
SOLEShares53.27K
TypeSH
Market value$5.88M
4.65%
Sole
0.00
Shared
0.00
None
53.27K
J P MORGAN EXCHANGE TRADED F
SOLEShares131.58K
TypeSH
Market value$5.83M
4.61%
Sole
0.00
Shared
0.00
None
131.58K
SCHWAB STRATEGIC TR
SOLEShares85.17K
TypeSH
Market value$5.71M
4.52%
Sole
0.00
Shared
0.00
None
85.17K
JANUS DETROIT STR TR
SOLEShares114.82K
TypeSH
Market value$5.25M
4.16%
Sole
0.00
Shared
0.00
None
114.82K
SCHWAB STRATEGIC TR
SOLEShares66.95K
TypeSH
Market value$4.86M
3.84%
Sole
0.00
Shared
0.00
None
66.95K
CAMPBELL SOUP CO
SOLEShares104.99K
TypeSH
Market value$4.80M
3.80%
Sole
0.00
Shared
0.00
None
104.99K
PIMCO ETF TR
SOLEShares46.50K
TypeSH
Market value$4.41M
3.49%
Sole
0.00
Shared
0.00
None
46.50K
ISHARES TR
SOLEShares41.89K
TypeSH
Market value$4.17M
3.30%
Sole
0.00
Shared
0.00
None
41.89K
DBX ETF TR
SOLEShares158.75K
TypeSH
Market value$3.66M
2.89%
Sole
0.00
Shared
0.00
None
158.75K
ENERGY TRANSFER L P
SOLEShares278.87K
TypeSH
Market value$3.54M
2.80%
Sole
0.00
Shared
0.00
None
278.87K
VANGUARD INDEX FDS
SOLEShares40.62K
TypeSH
Market value$3.39M
2.68%
Sole
0.00
Shared
0.00
None
40.62K
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.49K
TypeSH
Market value$2.89M
2.29%
Sole
0.00
Shared
0.00
None
8.49K
J P MORGAN EXCHANGE TRADED F
SOLEShares38.45K
TypeSH
Market value$1.94M
1.54%
Sole
0.00
Shared
0.00
None
38.45K
SYNTAX ETF TR
SOLEShares43.79K
TypeSH
Market value$1.89M
1.49%
Sole
0.00
Shared
0.00
None
43.79K
INVESCO EXCH TRADED FD TR II
SOLEShares161.06K
TypeSH
Market value$1.83M
1.45%
Sole
0.00
Shared
0.00
None
161.06K
VANGUARD INDEX FDS
SOLEShares7.82K
TypeSH
Market value$1.72M
1.36%
Sole
0.00
Shared
0.00
None
7.82K
ALPS ETF TR
SOLEShares39.93K
TypeSH
Market value$1.57M
1.24%
Sole
0.00
Shared
0.00
None
39.93K
KINDER MORGAN INC DEL
SOLEShares85.60K
TypeSH
Market value$1.47M
1.17%
Sole
0.00
Shared
0.00
None
85.60K
GOLDMAN SACHS ETF TR
SOLEShares43.63K
TypeSH
Market value$1.37M
1.08%
Sole
0.00
Shared
0.00
None
43.63K
GENERAL DYNAMICS CORP
SOLEShares5.73K
TypeSH
Market value$1.23M
0.97%
Sole
0.00
Shared
0.00
None
5.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | 20 YR TR BD ETF | 110.99K | SH | $11.43M 9.04% | 0.00 | 0.00 | 110.99K |
APPLE INCSOLE | COM | 47.82K | SH | $9.27M 7.33% | 0.00 | 0.00 | 47.82K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 280.07K | SH | $7.78M 6.15% | 0.00 | 0.00 | 280.07K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 111.89K | SH | $7.03M 5.56% | 0.00 | 0.00 | 111.89K |
ISHARES TRSOLE | MSCI USA MMENTM | 41.09K | SH | $5.93M 4.69% | 0.00 | 0.00 | 41.09K |
ISHARES TRSOLE | SHORT TREAS BD | 53.27K | SH | $5.88M 4.65% | 0.00 | 0.00 | 53.27K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 131.58K | SH | $5.83M 4.61% | 0.00 | 0.00 | 131.58K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 85.17K | SH | $5.71M 4.52% | 0.00 | 0.00 | 85.17K |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 114.82K | SH | $5.25M 4.16% | 0.00 | 0.00 | 114.82K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 66.95K | SH | $4.86M 3.84% | 0.00 | 0.00 | 66.95K |
CAMPBELL SOUP COSOLE | COM | 104.99K | SH | $4.80M 3.80% | 0.00 | 0.00 | 104.99K |
PIMCO ETF TRSOLE | INV GRD CRP BD | 46.50K | SH | $4.41M 3.49% | 0.00 | 0.00 | 46.50K |
ISHARES TRSOLE | CORE S&P SCP ETF | 41.89K | SH | $4.17M 3.30% | 0.00 | 0.00 | 41.89K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 158.75K | SH | $3.66M 2.89% | 0.00 | 0.00 | 158.75K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 278.87K | SH | $3.54M 2.80% | 0.00 | 0.00 | 278.87K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 40.62K | SH | $3.39M 2.68% | 0.00 | 0.00 | 40.62K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.49K | SH | $2.89M 2.29% | 0.00 | 0.00 | 8.49K |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 38.45K | SH | $1.94M 1.54% | 0.00 | 0.00 | 38.45K |
SYNTAX ETF TRSOLE | STRATIFIED US TT | 43.79K | SH | $1.89M 1.49% | 0.00 | 0.00 | 43.79K |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 161.06K | SH | $1.83M 1.45% | 0.00 | 0.00 | 161.06K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.82K | SH | $1.72M 1.36% | 0.00 | 0.00 | 7.82K |
ALPS ETF TRSOLE | ALERIAN MLP | 39.93K | SH | $1.57M 1.24% | 0.00 | 0.00 | 39.93K |
KINDER MORGAN INC DELSOLE | COM | 85.60K | SH | $1.47M 1.17% | 0.00 | 0.00 | 85.60K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 43.63K | SH | $1.37M 1.08% | 0.00 | 0.00 | 43.63K |
GENERAL DYNAMICS CORPSOLE | COM | 5.73K | SH | $1.23M 0.97% | 0.00 | 0.00 | 5.73K |
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