Filed: 5/11/2023ACC: 0000919574-23-002977
📋 What this filing means
SHEPHERD KAPLAN KROCHUK, LLC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $113.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$113.39M
Total AUM (reported)
2.97M
Total Shares
Allocation by class
COM$26.47M23.3%
FALLEN ANGEL HG$7.98M7.0%
MSCI USA MMENTM$6.90M6.1%
S&P500 LOW VOL$6.75M6.0%
US LCAP VA ETF$5.65M5.0%
HENDERSON MTG$5.22M4.6%
US QUALTY FCTR$4.60M4.1%
Portfolio Concentration
Top 3$23.10M20.4%
4–10$36.22M31.9%
11–25$35.20M31.0%
Rest$18.87M16.6%
Top 3 weight
20.4%
Top 10 weight
52.3%
Voting Authority Distribution
Total shares with voting rights: 2.97M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.97M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings55
Rows:
APPLE INC
SOLEShares49.82K
TypeSH
Market value$8.21M
7.24%
Sole
0.00
Shared
0.00
None
49.82K
VANECK ETF TRUST
SOLEShares284.94K
TypeSH
Market value$7.98M
7.04%
Sole
0.00
Shared
0.00
None
284.94K
ISHARES TR
SOLEShares49.64K
TypeSH
Market value$6.90M
6.09%
Sole
0.00
Shared
0.00
None
49.64K
INVESCO EXCH TRADED FD TR II
SOLEShares108.18K
TypeSH
Market value$6.75M
5.95%
Sole
0.00
Shared
0.00
None
108.18K
CAMPBELL SOUP CO
SOLEShares104.99K
TypeSH
Market value$5.77M
5.09%
Sole
0.00
Shared
0.00
None
104.99K
SCHWAB STRATEGIC TR
SOLEShares86.15K
TypeSH
Market value$5.65M
4.98%
Sole
0.00
Shared
0.00
None
86.15K
JANUS DETROIT STR TR
SOLEShares111.74K
TypeSH
Market value$5.22M
4.60%
Sole
0.00
Shared
0.00
None
111.74K
J P MORGAN EXCHANGE TRADED F
SOLEShares111.52K
TypeSH
Market value$4.60M
4.06%
Sole
0.00
Shared
0.00
None
111.52K
SCHWAB STRATEGIC TR
SOLEShares59.26K
TypeSH
Market value$4.34M
3.82%
Sole
0.00
Shared
0.00
None
59.26K
ISHARES TR
SOLEShares40.26K
TypeSH
Market value$3.89M
3.43%
Sole
0.00
Shared
0.00
None
40.26K
DBX ETF TR
SOLEShares160.92K
TypeSH
Market value$3.75M
3.31%
Sole
0.00
Shared
0.00
None
160.92K
ENERGY TRANSFER L P
SOLEShares278.33K
TypeSH
Market value$3.47M
3.06%
Sole
0.00
Shared
0.00
None
278.33K
VANGUARD INDEX FDS
SOLEShares38.75K
TypeSH
Market value$3.22M
2.84%
Sole
0.00
Shared
0.00
None
38.75K
ISHARES TR
SOLEShares29.63K
TypeSH
Market value$3.15M
2.78%
Sole
0.00
Shared
0.00
None
29.63K
ISHARES TR
SOLEShares27.01K
TypeSH
Market value$2.98M
2.63%
Sole
0.00
Shared
0.00
None
27.01K
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.11K
TypeSH
Market value$2.81M
2.48%
Sole
0.00
Shared
0.00
None
9.11K
PIMCO ETF TR
SOLEShares28.37K
TypeSH
Market value$2.73M
2.41%
Sole
0.00
Shared
0.00
None
28.37K
PROSHARES TR
SOLEShares88.16K
TypeSH
Market value$1.86M
1.64%
Sole
0.00
Shared
0.00
None
88.16K
J P MORGAN EXCHANGE TRADED F
SOLEShares36.08K
TypeSH
Market value$1.82M
1.61%
Sole
0.00
Shared
0.00
None
36.08K
INVESCO EXCH TRADED FD TR II
SOLEShares152.17K
TypeSH
Market value$1.75M
1.54%
Sole
0.00
Shared
0.00
None
152.17K
VANGUARD INDEX FDS
SOLEShares7.79K
TypeSH
Market value$1.64M
1.45%
Sole
0.00
Shared
0.00
None
7.79K
ALPS ETF TR
SOLEShares39.93K
TypeSH
Market value$1.54M
1.36%
Sole
0.00
Shared
0.00
None
39.93K
SYNTAX ETF TR
SOLEShares36.35K
TypeSH
Market value$1.51M
1.33%
Sole
0.00
Shared
0.00
None
36.35K
KINDER MORGAN INC DEL
SOLEShares85.47K
TypeSH
Market value$1.50M
1.32%
Sole
0.00
Shared
0.00
None
85.47K
CARDINAL HEALTH INC
SOLEShares19.35K
TypeSH
Market value$1.46M
1.29%
Sole
0.00
Shared
0.00
None
19.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 49.82K | SH | $8.21M 7.24% | 0.00 | 0.00 | 49.82K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 284.94K | SH | $7.98M 7.04% | 0.00 | 0.00 | 284.94K |
ISHARES TRSOLE | MSCI USA MMENTM | 49.64K | SH | $6.90M 6.09% | 0.00 | 0.00 | 49.64K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 108.18K | SH | $6.75M 5.95% | 0.00 | 0.00 | 108.18K |
CAMPBELL SOUP COSOLE | COM | 104.99K | SH | $5.77M 5.09% | 0.00 | 0.00 | 104.99K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 86.15K | SH | $5.65M 4.98% | 0.00 | 0.00 | 86.15K |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 111.74K | SH | $5.22M 4.60% | 0.00 | 0.00 | 111.74K |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 111.52K | SH | $4.60M 4.06% | 0.00 | 0.00 | 111.52K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 59.26K | SH | $4.34M 3.82% | 0.00 | 0.00 | 59.26K |
ISHARES TRSOLE | CORE S&P SCP ETF | 40.26K | SH | $3.89M 3.43% | 0.00 | 0.00 | 40.26K |
DBX ETF TRSOLE | XTRACK MSCI EAFE | 160.92K | SH | $3.75M 3.31% | 0.00 | 0.00 | 160.92K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 278.33K | SH | $3.47M 3.06% | 0.00 | 0.00 | 278.33K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 38.75K | SH | $3.22M 2.84% | 0.00 | 0.00 | 38.75K |
ISHARES TRSOLE | 20 YR TR BD ETF | 29.63K | SH | $3.15M 2.78% | 0.00 | 0.00 | 29.63K |
ISHARES TRSOLE | SHORT TREAS BD | 27.01K | SH | $2.98M 2.63% | 0.00 | 0.00 | 27.01K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.11K | SH | $2.81M 2.48% | 0.00 | 0.00 | 9.11K |
PIMCO ETF TRSOLE | INV GRD CRP BD | 28.37K | SH | $2.73M 2.41% | 0.00 | 0.00 | 28.37K |
PROSHARES TRSOLE | SHRT 20+YR TRE | 88.16K | SH | $1.86M 1.64% | 0.00 | 0.00 | 88.16K |
J P MORGAN EXCHANGE TRADED FSOLE | DIV RTN EM EQT | 36.08K | SH | $1.82M 1.61% | 0.00 | 0.00 | 36.08K |
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 152.17K | SH | $1.75M 1.54% | 0.00 | 0.00 | 152.17K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.79K | SH | $1.64M 1.45% | 0.00 | 0.00 | 7.79K |
ALPS ETF TRSOLE | ALERIAN MLP | 39.93K | SH | $1.54M 1.36% | 0.00 | 0.00 | 39.93K |
SYNTAX ETF TRSOLE | STRATIFIED US TT | 36.35K | SH | $1.51M 1.33% | 0.00 | 0.00 | 36.35K |
KINDER MORGAN INC DELSOLE | COM | 85.47K | SH | $1.50M 1.32% | 0.00 | 0.00 | 85.47K |
CARDINAL HEALTH INCSOLE | COM | 19.35K | SH | $1.46M 1.29% | 0.00 | 0.00 | 19.35K |
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