SHEPHERD KAPLAN KROCHUK, LLC

Filed: 11/9/2022ACC: 0000919574-22-006329

📋 What this filing means

SHEPHERD KAPLAN KROCHUK, LLC filed this quarterly 13F‑HR report disclosing 140 equity positions with a total reported market value of $199.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

140

Positions

$199.7K

Total AUM (reported)

6.12M

Total Shares

Allocation by class

COM$89.2K44.7%

COM STOCK$12.0K6.0%

FALLEN ANGEL HG$8.0K4.0%

S&P500 LOW VOL$8.0K4.0%

COM NEW$6.9K3.5%

20 YR TR BD ETF$5.9K3.0%

HENDERSON MTG$5.6K2.8%

Portfolio Concentration

Top 3$39.6K19.8%

4–10$43.9K22.0%

11–25$51.3K25.7%

Rest$65.0K32.5%

Top 3 weight

19.8%

Top 10 weight

41.8%

Voting Authority Distribution

Total shares with voting rights: 6.12M

Sole

Full voting authority

3.42M

% of voting shares55.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.70M

% of voting shares44.1%

Investment Discretion (by position count)

Sole140

Shared0

Other0

Dominant voting typeSole · 55.9% of voting shares

Institutional Holdings140

Rows:

EQT CORP

SOLE

COM

Shares478.21K

TypeSH

Market value$19.5K

9.76%

Sole

478.21K

Shared

0.00

None

0.00

CALIFORNIA RES CORP

SOLE

COM STOCK

Shares313.50K

TypeSH

Market value$12.0K

6.03%

Sole

313.50K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares306.70K

TypeSH

Market value$8.0K

4.03%

Sole

0.00

Shared

0.00

None

306.70K

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares138.70K

TypeSH

Market value$8.0K

4.02%

Sole

0.00

Shared

0.00

None

138.70K

DEVON ENERGY CORP NEW

SOLE

COM

Shares120.59K

TypeSH

Market value$7.3K

3.63%

Sole

120.59K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares49.33K

TypeSH

Market value$6.8K

3.41%

Sole

0.00

Shared

0.00

None

49.33K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares57.60K

TypeSH

Market value$5.9K

2.96%

Sole

0.00

Shared

0.00

None

57.60K

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares124.05K

TypeSH

Market value$5.6K

2.80%

Sole

0.00

Shared

0.00

None

124.05K

SCHWAB STRATEGIC TR

SOLE

US LCAP VA ETF

Shares90.80K

TypeSH

Market value$5.3K

2.66%

Sole

0.00

Shared

0.00

None

90.80K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares18.79K

TypeSH

Market value$5.0K

2.51%

Sole

10.80K

Shared

0.00

None

7.99K

CAMPBELL SOUP CO

SOLE

COM

Shares104.99K

TypeSH

Market value$4.9K

2.48%

Sole

0.00

Shared

0.00

None

104.99K

ISHARES TR

SOLE

MSCI USA MMENTM

Shares35.51K

TypeSH

Market value$4.7K

2.33%

Sole

0.00

Shared

0.00

None

35.51K

CHORD ENERGY CORPORATION

SOLE

COM NEW

Shares33.06K

TypeSH

Market value$4.5K

2.26%

Sole

32.99K

Shared

0.00

None

69.00

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares61.78K

TypeSH

Market value$4.1K

2.06%

Sole

0.00

Shared

0.00

None

61.78K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares115.30K

TypeSH

Market value$4.0K

2.02%

Sole

0.00

Shared

0.00

None

115.30K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares37.22K

TypeSH

Market value$3.2K

1.63%

Sole

0.00

Shared

0.00

None

37.22K

DBX ETF TR

SOLE

XTRACK MSCI EAFE

Shares171.90K

TypeSH

Market value$3.1K

1.56%

Sole

0.00

Shared

0.00

None

171.90K

ENERGY TRANSFER L P

SOLE

COM UT LTD PTN

Shares274.34K

TypeSH

Market value$3.0K

1.52%

Sole

0.00

Shared

0.00

None

274.34K

NABORS INDUSTRIES LTD

SOLE

SHS

Shares29.70K

TypeSH

Market value$3.0K

1.51%

Sole

29.70K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares37.54K

TypeSH

Market value$3.0K

1.51%

Sole

0.00

Shared

0.00

None

37.54K

ISHARES TR

SOLE

SHORT TREAS BD

Shares26.72K

TypeSH

Market value$2.9K

1.47%

Sole

0.00

Shared

0.00

None

26.72K

GOLDMAN SACHS ETF TR

SOLE

ACCESS INVT GR

Shares67.61K

TypeSH

Market value$2.9K

1.46%

Sole

0.00

Shared

0.00

None

67.61K

TURQUOISE HILL RES LTD

SOLE

COM

Shares94.32K

TypeSH

Market value$2.8K

1.40%

Sole

0.00

Shared

0.00

None

94.32K

PIONEER NAT RES CO

SOLE

COM

Shares11.72K

TypeSH

Market value$2.5K

1.27%

Sole

11.72K

Shared

0.00

None

0.00

PROSHARES TR

SOLE

SHRT 20+YR TRE

Shares106.45K

TypeSH

Market value$2.4K

1.19%

Sole

0.00

Shared

0.00

None

106.45K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
EQT CORPSOLE	COM	478.21K	SH	$19.5K 9.76%	478.21K	0.00
CALIFORNIA RES CORPSOLE	COM STOCK	313.50K	SH	$12.0K 6.03%	313.50K	0.00
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	306.70K	SH	$8.0K 4.03%	0.00	306.70K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	138.70K	SH	$8.0K 4.02%	0.00	138.70K
DEVON ENERGY CORP NEWSOLE	COM	120.59K	SH	$7.3K 3.63%	120.59K	0.00
APPLE INCSOLE	COM	49.33K	SH	$6.8K 3.41%	0.00	49.33K
ISHARES TRSOLE	20 YR TR BD ETF	57.60K	SH	$5.9K 2.96%	0.00	57.60K
JANUS DETROIT STR TRSOLE	HENDERSON MTG	124.05K	SH	$5.6K 2.80%	0.00	124.05K
SCHWAB STRATEGIC TRSOLE	US LCAP VA ETF	90.80K	SH	$5.3K 2.66%	0.00	90.80K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	18.79K	SH	$5.0K 2.51%	10.80K	7.99K
CAMPBELL SOUP COSOLE	COM	104.99K	SH	$4.9K 2.48%	0.00	104.99K
ISHARES TRSOLE	MSCI USA MMENTM	35.51K	SH	$4.7K 2.33%	0.00	35.51K
CHORD ENERGY CORPORATIONSOLE	COM NEW	33.06K	SH	$4.5K 2.26%	32.99K	69.00
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	61.78K	SH	$4.1K 2.06%	0.00	61.78K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	115.30K	SH	$4.0K 2.02%	0.00	115.30K
ISHARES TRSOLE	CORE S&P SCP ETF	37.22K	SH	$3.2K 1.63%	0.00	37.22K
DBX ETF TRSOLE	XTRACK MSCI EAFE	171.90K	SH	$3.1K 1.56%	0.00	171.90K
ENERGY TRANSFER L PSOLE	COM UT LTD PTN	274.34K	SH	$3.0K 1.52%	0.00	274.34K
NABORS INDUSTRIES LTDSOLE	SHS	29.70K	SH	$3.0K 1.51%	29.70K	0.00
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	37.54K	SH	$3.0K 1.51%	0.00	37.54K
ISHARES TRSOLE	SHORT TREAS BD	26.72K	SH	$2.9K 1.47%	0.00	26.72K
GOLDMAN SACHS ETF TRSOLE	ACCESS INVT GR	67.61K	SH	$2.9K 1.46%	0.00	67.61K
TURQUOISE HILL RES LTDSOLE	COM	94.32K	SH	$2.8K 1.40%	0.00	94.32K
PIONEER NAT RES COSOLE	COM	11.72K	SH	$2.5K 1.27%	11.72K	0.00
PROSHARES TRSOLE	SHRT 20+YR TRE	106.45K	SH	$2.4K 1.19%	0.00	106.45K

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