SHEN ALEXANDER (Chief Executive Officer) exercised options at TECHPRECISION CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SHEN ALEXANDER

Filed: 3/19/2019ACC: 0001144204-19-014921

InsiderSHEN ALEXANDERCIK 1612855

→

IssuerTECHPRECISION CORPCIK 1328792

Officer· Chief Executive Officer

Since Jul 2018

-460K

Net shares

Net seller

$414.0K

Total sold

Open market trades

0B · 0S

Total transactions

460K acquired · 920K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+230K

Price / share

$0.08

Trade value

$18.40K

% of position

1840.0%

3/15/2019

12.50K→242.50K

Common Stock

Direct

F · Tax Withholding

−20.44K

Price / share

$0.90

Trade value

$18.40K

% of position

8.4%

3/15/2019

242.50K→222.06K

Common Stock

Direct

M · Option Exercise

+230K

Price / share

$0.08

Trade value

$18.40K

% of position

1840.0%

3/15/2019

12.50K→242.50K

Common Stock

Direct

F · Tax Withholding

−20.44K

Price / share

$0.90

Trade value

$18.40K

% of position

8.4%

3/15/2019

242.50K→222.06K

Common Stock

Direct

D · Disposition

−209.56K

Price / share

$0.90

Trade value

$188.60K

% of position

94.4%

3/18/2019

222.06K→12.50K

Common Stock

Direct

D · Disposition

−209.56K

Price / share

$0.90

Trade value

$188.60K

% of position

94.4%

3/18/2019

222.06K→12.50K

Total

Net shares

+0.00

Net value

-$377.20K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/15/2019	M · Option Exercise	+230K	$0.08	$18.40K	1840.0%	12.50K	242.50K
Common Stock Direct	3/15/2019	F · Tax Withholding	−20.44K	$0.90	$18.40K	8.4%	242.50K	222.06K
Common Stock Direct	3/15/2019	M · Option Exercise	+230K	$0.08	$18.40K	1840.0%	12.50K	242.50K
Common Stock Direct	3/15/2019	F · Tax Withholding	−20.44K	$0.90	$18.40K	8.4%	242.50K	222.06K
Common Stock Direct	3/18/2019	D · Disposition	−209.56K	$0.90	$188.60K	94.4%	222.06K	12.50K
Common Stock Direct	3/18/2019	D · Disposition	−209.56K	$0.90	$188.60K	94.4%	222.06K	12.50K
Total			+0.00		-$377.20K

Derivative Transactions2

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

230K shares

−230K

Strike price

0.08

Held after

770K

Exercisable

—

3/15/2019

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

230K shares

−230K

Strike price

0.08

Held after

770K

Exercisable

—

3/15/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock230K shares	3/15/2019	M · Option Exercise	−230K	0.08	—	770K
Stock Option (right to buy) Direct	Common Stock230K shares	3/15/2019	M · Option Exercise	−230K	0.08	—	770K