SHEAFFER PATRICK (Chairman of the Board) exercised options at RIVERVIEW BANCORP INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/18/2020ACC: 0000939057-20-000453
DirectorOfficer· Chairman of the Board
Since Aug 2019
0.00
Net shares
Net seller
$16.7K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
6K acquired · 6K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6K
Price / share
$2.78
Trade value
$16.68K
% of position
0.9%
12/16/2020
666.38K→672.38K
Total
Net shares
+6K
Net value
$16.68K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/16/2020 | M · Option Exercise | +6K | $2.78 | $16.68K | 0.9% | 666.38K | 672.38K |
| Total | +6K | $16.68K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
2.78
Held after
0.00
Exercisable
—
12/16/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock6K shares | 12/16/2020 | M · Option Exercise | −6K | 2.78 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned37.33K
Total
37.33K indirect37.33K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 37.33K | Indirect |
| Total | 37.33K | 37.33K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported