SHAW MICHAEL enters VOLT INFORMATION SCIENCES, INC. with 3.35M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/5/2018ACC: 0001128784-18-000005
10% Owner
Since Dec 2018
3.35M
Baseline shares
4% direct
119.85K
Direct ownership
1 position
8K
Derivative underlying
1 instrument
7
Security positions
3.23M indirect
Non-Derivative Holdings7
Common Stock, $0.01 par value
IndirectShares owned798.00
Common Stock, $0.01 par value
IndirectShares owned1.40M
Common Stock, $0.01 par value
IndirectShares owned7.65K
Common Stock, $0.01 par value
IndirectShares owned750.87K
Common Stock, $0.01 par value
DirectShares owned119.85K
Common Stock, $0.01 par value
IndirectShares owned1.05M
Common Stock, $0.01 par value
IndirectShares owned12.75K
Total
119.85K direct·3.23M indirect3.35M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.01 par value | 798.00 | Indirect |
| Common Stock, $0.01 par value | 1.40M | Indirect |
| Common Stock, $0.01 par value | 7.65K | Indirect |
| Common Stock, $0.01 par value | 750.87K | Indirect |
| Common Stock, $0.01 par value | 119.85K | Direct |
| Common Stock, $0.01 par value | 1.05M | Indirect |
| Common Stock, $0.01 par value | 12.75K | Indirect |
| Total | 3.35M | 119.85K direct·3.23M indirect |
Derivative Holdings1
Emplpoyee Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock, $0.01 par value
Underlying shares
8K
Shares owned
N/A
Exercise price
6.39
Expiration
—
Exercise window
—
Total
Underlying
8K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Emplpoyee Stock Option (Right to Buy) Indirect | Common Stock, $0.01 par value | 6.39 | — | — | 8K | N/A |
| Total | 8K | 0.00 | ||||