SHARMAN JOHN STEWART (Chief Executive Officer) reported 2 transactions at UNIVERSAL BIOSENSORS INC

Review the transaction codes below to understand the nature of each event.

SHARMAN JOHN STEWART

Filed: 5/3/2024ACC: 0001437749-24-014444

InsiderSHARMAN JOHN STEWARTCIK 1812991

→

IssuerUNIVERSAL BIOSENSORS INCCIK 1279695

Officer· Chief Executive Officer

Since Jun 2020

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

1M acquired · 1M disposed

Non-Derivative Transactions2

Common Stock

Indirect

G · Gift

+1M

Price / share

—

Trade value

—

% of position

362.0%

3/25/2024

276.22K→1.28M

Common Stock

Direct

G · Gift

−1M

Price / share

—

Trade value

—

% of position

92.6%

3/25/2024

1.08M→80K

Total

Net shares

+0.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	3/25/2024	G · Gift	+1M	—	—	362.0%	276.22K	1.28M
Common Stock Direct	3/25/2024	G · Gift	−1M	—	—	92.6%	1.08M	80K
Total			+0.00		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned364.67K

Total

364.67K indirect364.67K

Security Title	Shares Owned	Ownership Type
Common Stock	364.67K	Indirect
Total	364.67K	364.67K indirect

Derivative Holdings (Post-Transaction)5

Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.3000

Expiration

—

Exercise window

—

Performance Rights

Direct

Underlying security

Common Stock

Underlying shares

2.50M

Shares owned

2.50M

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.36M

Shares owned

2.36M

Exercise price

0.2500

Expiration

—

Exercise window

—

Performance Rights

Direct

Underlying security

Common Stock

Underlying shares

1.25M

Shares owned

1.25M

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.36M

Shares owned

1.36M

Exercise price

0.3000

Expiration

—

Exercise window

—

Total

Underlying

8.48M

Owned

8.48M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Indirect	Common Stock	0.3000	—	—	1M	1M
Performance Rights Direct	Common Stock		—	—	2.50M	2.50M
Stock Option (Right to Buy) Direct	Common Stock	0.2500	—	—	2.36M	2.36M
Performance Rights Direct	Common Stock		—	—	1.25M	1.25M
Stock Option (Right to Buy) Direct	Common Stock	0.3000	—	—	1.36M	1.36M
Total					8.48M	8.48M