SHARMAN JOHN STEWART (Chief Executive Officer) exercised options at UNIVERSAL BIOSENSORS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SHARMAN JOHN STEWART

Filed: 3/25/2024ACC: 0001437749-24-009315

InsiderSHARMAN JOHN STEWARTCIK 1812991

→

IssuerUNIVERSAL BIOSENSORS INCCIK 1279695

Officer· Chief Executive Officer

Since Jun 2020

0.00

Net shares

Net seller

$272.9K

Total acquired

Open market trades

0B · 0S

Total transactions

1.36M acquired · 1.36M disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+1.36M

Price / share

$0.20

Trade value

$272.93K

% of position

1705.8%

3/25/2024

80K→1.44M

Total

Net shares

+1.36M

Net value

$272.93K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/25/2024	M · Option Exercise	+1.36M	$0.20	$272.93K	1705.8%	80K	1.44M
Total			+1.36M		$272.93K

Derivative Transactions1

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.36M shares

−1.36M

Strike price

0.20

Held after

0.00

Exercisable

—

3/25/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock1.36M shares	3/25/2024	M · Option Exercise	−1.36M	0.20	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned276.22K

Total

276.22K indirect276.22K

Security Title	Shares Owned	Ownership Type
Common Stock	276.22K	Indirect
Total	276.22K	276.22K indirect

Derivative Holdings (Post-Transaction)5

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.36M

Shares owned

2.36M

Exercise price

0.2500

Expiration

—

Exercise window

—

Perforamnce Rights

Direct

Underlying security

Common Stock

Underlying shares

1.25M

Shares owned

1.25M

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.36M

Shares owned

1.36M

Exercise price

0.3000

Expiration

—

Exercise window

—

Performance Rights

Direct

Underlying security

Common Stock

Underlying shares

2.50M

Shares owned

2.50M

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.3000

Expiration

—

Exercise window

—

Total

Underlying

8.48M

Owned

8.48M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	0.2500	—	—	2.36M	2.36M
Perforamnce Rights Direct	Common Stock		—	—	1.25M	1.25M
Stock Option (Right to Buy) Direct	Common Stock	0.3000	—	—	1.36M	1.36M
Performance Rights Direct	Common Stock		—	—	2.50M	2.50M
Stock Option (Right to Buy) Indirect	Common Stock	0.3000	—	—	1M	1M
Total					8.48M	8.48M