SHARMAN JOHN STEWART (Chief Executive Officer) received a stock award from UNIVERSAL BIOSENSORS INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

SHARMAN JOHN STEWART

Filed: 2/28/2022ACC: 0001437749-22-004497

InsiderSHARMAN JOHN STEWARTCIK 1812991

→

IssuerUNIVERSAL BIOSENSORS INCCIK 1279695

Officer· Chief Executive Officer

Since Jun 2020

+30K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

30K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+30K

Price / share

—

Trade value

—

% of position

New position

2/24/2022

0.00→30K

Total

Net shares

+30K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/24/2022	A · Award	+30K	—	—	New position	0.00	30K
Total			+30K		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned276.22K

Total

276.22K indirect276.22K

Security Title	Shares Owned	Ownership Type
Common Stock	276.22K	Indirect
Total	276.22K	276.22K indirect

Derivative Holdings (Post-Transaction)7

Stock Options (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.3000

Expiration

—

Exercise window

—

Performance Rights

Direct

Underlying security

Common Stock

Underlying shares

1.25M

Shares owned

1.25M

Exercise price

Expiration

—

Exercise window

—

Performance Rights

Direct

Underlying security

Common Stock

Underlying shares

2.50M

Shares owned

2.50M

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.36M

Shares owned

1.36M

Exercise price

0.2000

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

2.36M

Shares owned

2.36M

Exercise price

0.2500

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

0.2000

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.36M

Shares owned

1.36M

Exercise price

0.3000

Expiration

—

Exercise window

—

Total

Underlying

10.84M

Owned

10.84M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (Right to Buy) Indirect	Common Stock	0.3000	—	—	1M	1M
Performance Rights Direct	Common Stock		—	—	1.25M	1.25M
Performance Rights Direct	Common Stock		—	—	2.50M	2.50M
Stock Option (Right to Buy) Direct	Common Stock	0.2000	—	—	1.36M	1.36M
Stock Options (Right to Buy) Direct	Common Stock	0.2500	—	—	2.36M	2.36M
Stock Options (Right to Buy) Indirect	Common Stock	0.2000	—	—	1M	1M
Stock Options (Right to Buy) Direct	Common Stock	0.3000	—	—	1.36M	1.36M
Total					10.84M	10.84M