SHARMAN JOHN STEWART enters UNIVERSAL BIOSENSORS INC with 276.22K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 6/8/2020ACC: 0000899243-20-015585
Officer· Chief Executive Officer
Since Jun 2020
276.22K
Baseline shares
0.00
Direct ownership
0 positions
7.09M
Derivative underlying
3 instruments
1
Security positions
276.22K indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned276.22K
Total
276.22K indirect276.22K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 276.22K | Indirect |
| Total | 276.22K | 276.22K indirect |
Derivative Holdings3
Stock Option (Right to Buy)
DirectUnderlying security
Common stock
Underlying shares
2.36M
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common stock
Underlying shares
2.36M
Shares owned
N/A
Exercise price
0.30
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common stock
Underlying shares
2.36M
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
Total
Underlying
7.09M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common stock | 0.20 | — | — | 2.36M | N/A |
| Stock Option (Right to Buy) Direct | Common stock | 0.30 | — | — | 2.36M | N/A |
| Stock Option (Right to Buy) Direct | Common stock | 0.25 | — | — | 2.36M | N/A |
| Total | 7.09M | 0.00 | ||||