SHANAHAN JAMES (Chief Financial Officer) exercised options at FOCUS FINANCIAL PARTNERS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SHANAHAN JAMES

Filed: 9/1/2023ACC: 0001104659-23-097901

InsiderSHANAHAN JAMESCIK 1746394

→

IssuerFOCUS FINANCIAL PARTNERS INC.CIK 1651052

Officer· Chief Financial Officer

Since Jul 2018

-2.15M

Net shares

Net seller

$50.55M

Total sold

Open market trades

0B · 0S

Total transactions

1.89M acquired · 4.04M disposed

Non-Derivative Transactions4

Class A Common Stock, $0.01 par value

Indirect

M · Option Exercise

+46.27K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→46.27K

Class A Common Stock, $0.01 par value

Indirect

D · Disposition

−46.27K

Price / share

$53.00

Trade value

$2.45M

% of position

New position

8/31/2023

46.27K→0.00

Class A Common Stock, $0.01 par value

Indirect

M · Option Exercise

+907.47K

Price / share

—

Trade value

—

% of position

New position

8/31/2023

0.00→907.47K

Class A Common Stock, $0.01 par value

Indirect

D · Disposition

−907.47K

Price / share

$53.00

Trade value

$48.10M

% of position

New position

8/31/2023

907.47K→0.00

Total

Net shares

+0.00

Net value

-$50.55M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Indirect	8/31/2023	M · Option Exercise	+46.27K	—	—	New position	0.00	46.27K
Class A Common Stock, $0.01 par value Indirect	8/31/2023	D · Disposition	−46.27K	$53.00	$2.45M	New position	46.27K	0.00
Class A Common Stock, $0.01 par value Indirect	8/31/2023	M · Option Exercise	+907.47K	—	—	New position	0.00	907.47K
Class A Common Stock, $0.01 par value Indirect	8/31/2023	D · Disposition	−907.47K	$53.00	$48.10M	New position	907.47K	0.00
Total			+0.00		-$50.55M

Derivative Transactions21

Common Units in Focus Financial Partners, LLC

Indirect

F · Tax Withholding

Converts to

Class A Common Stock, $0.01 par value

10.81K shares

−10.81K

Strike price

Held after

18.91K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

J · J

Converts to

Class A Common Stock, $0.01 par value

−90K

Strike price

19.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

J · J

Converts to

Class A Common Stock, $0.01 par value

−29.38K

Strike price

21.00

Held after

60.63K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

36.60K shares

−60.63K

Strike price

21.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

9.66K shares

−33.24K

Strike price

37.59

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

46.27K shares

+46.27K

Strike price

Held after

46.27K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

46.27K shares

−46.27K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

18.91K shares

−18.91K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

8.20K shares

−11.74K

Strike price

16.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

150.49K shares

−181.28K

Strike price

9.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

110.94K shares

−140K

Strike price

11.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

233.23K shares

−386.28K

Strike price

21.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

97.92K shares

−167.41K

Strike price

22.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

118.87K shares

−315.02K

Strike price

33.00

Held after

224.98K

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

D · Disposition

Converts to

Common Units in Focus Financial Partners, LLC

−224.98K

Strike price

33.00

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

75.26K shares

−162.81K

Strike price

28.50

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

84.96K shares

−179.41K

Strike price

27.90

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Common Units in Focus Financial Partners, LLC

8.68K shares

−55.50K

Strike price

44.71

Held after

0.00

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

888.55K shares

+888.55K

Strike price

Held after

907.47K

Exercisable

—

8/31/2023

Common Units in Focus Financial Partners, LLC

Indirect

M · Option Exercise

Converts to

Class A Common Stock, $0.01 par value

907.47K shares

−907.47K

Strike price

Held after

0.00

Exercisable

—

8/31/2023

Incentive Units in Focus Financial Partners, LLC

Indirect

D · Disposition

Converts to

Common Units in Focus Financial Partners, LLC

−65.61K

Strike price

58.50

Held after

0.00

Exercisable

—

8/31/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value10.81K shares	8/31/2023	F · Tax Withholding	−10.81K		—	18.91K
Incentive Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−90K	19.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value	8/31/2023	J · J	−29.38K	21.00	—	60.63K
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC36.60K shares	8/31/2023	M · Option Exercise	−60.63K	21.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC9.66K shares	8/31/2023	M · Option Exercise	−33.24K	37.59	—	0.00
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value46.27K shares	8/31/2023	M · Option Exercise	+46.27K		—	46.27K
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value46.27K shares	8/31/2023	M · Option Exercise	−46.27K		—	0.00
Common Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC18.91K shares	8/31/2023	M · Option Exercise	−18.91K		—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC8.20K shares	8/31/2023	M · Option Exercise	−11.74K	16.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC150.49K shares	8/31/2023	M · Option Exercise	−181.28K	9.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC110.94K shares	8/31/2023	M · Option Exercise	−140K	11.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC233.23K shares	8/31/2023	M · Option Exercise	−386.28K	21.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC97.92K shares	8/31/2023	M · Option Exercise	−167.41K	22.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC118.87K shares	8/31/2023	M · Option Exercise	−315.02K	33.00	—	224.98K
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC	8/31/2023	D · Disposition	−224.98K	33.00	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC75.26K shares	8/31/2023	M · Option Exercise	−162.81K	28.50	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC84.96K shares	8/31/2023	M · Option Exercise	−179.41K	27.90	—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC8.68K shares	8/31/2023	M · Option Exercise	−55.50K	44.71	—	0.00
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value888.55K shares	8/31/2023	M · Option Exercise	+888.55K		—	907.47K
Common Units in Focus Financial Partners, LLC Indirect	Class A Common Stock, $0.01 par value907.47K shares	8/31/2023	M · Option Exercise	−907.47K		—	0.00
Incentive Units in Focus Financial Partners, LLC Indirect	Common Units in Focus Financial Partners, LLC	8/31/2023	D · Disposition	−65.61K	58.50	—	0.00