SHAMEZE RAMPERTAB (EVP, Chief Financial Officer) exercised options at ASENSUS SURGICAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SHAMEZE RAMPERTAB

Filed: 2/7/2023ACC: 0001209191-23-007655

InsiderSHAMEZE RAMPERTABCIK 1721810

→

IssuerASENSUS SURGICAL, INC.CIK 876378

Officer· EVP, Chief Financial Officer

Since Aug 2020

+596K

Net shares

Net buyer

$78.0K

Total sold

Open market trades

0B · 0S

Total transactions

948.51K acquired · 352.51K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+248.51K

Price / share

—

Trade value

—

% of position

265.3%

2/4/2023

93.66K→342.17K

Common Stock

Direct

F · Tax Withholding

−104K

Price / share

$0.75

Trade value

$78K

% of position

30.4%

2/4/2023

342.17K→238.17K

Total

Net shares

+144.51K

Net value

-$78K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/4/2023	M · Option Exercise	+248.51K	—	—	265.3%	93.66K	342.17K
Common Stock Direct	2/4/2023	F · Tax Withholding	−104K	$0.75	$78K	30.4%	342.17K	238.17K
Total			+144.51K		-$78K

Derivative Transactions8

Stock Options

Direct

A · Award

Converts to

Common Stock

175K shares

+175K

Strike price

0.75

Held after

175K

Exercisable

—

2/3/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

175K shares

+175K

Strike price

0.00

Held after

175K

Exercisable

—

2/3/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

350K shares

+350K

Strike price

0.00

Held after

350K

Exercisable

—

2/3/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

84.27K shares

−84.27K

Strike price

0.00

Held after

0.00

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

19.70K shares

−19.70K

Strike price

0.00

Held after

19.70K

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

19.70K shares

−19.70K

Strike price

0.00

Held after

19.70K

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

62.42K shares

−62.42K

Strike price

0.00

Held after

124.83K

Exercisable

—

2/4/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

62.42K shares

−62.42K

Strike price

0.00

Held after

124.83K

Exercisable

—

2/4/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock175K shares	2/3/2023	A · Award	+175K	0.75	—	175K
Restricted Stock Units Direct	Common Stock175K shares	2/3/2023	A · Award	+175K	0.00	—	175K
Restricted Stock Units Direct	Common Stock350K shares	2/3/2023	A · Award	+350K	0.00	—	350K
Restricted Stock Units Direct	Common Stock84.27K shares	2/4/2023	M · Option Exercise	−84.27K	0.00	—	0.00
Restricted Stock Units Direct	Common Stock19.70K shares	2/4/2023	M · Option Exercise	−19.70K	0.00	—	19.70K
Restricted Stock Units Direct	Common Stock19.70K shares	2/4/2023	M · Option Exercise	−19.70K	0.00	—	19.70K
Restricted Stock Units Direct	Common Stock62.42K shares	2/4/2023	M · Option Exercise	−62.42K	0.00	—	124.83K
Restricted Stock Units Direct	Common Stock62.42K shares	2/4/2023	M · Option Exercise	−62.42K	0.00	—	124.83K