SHAH NEAL S. (Chief Financial Officer) exercised options at NIOCORP DEVELOPMENTS LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/17/2023ACC: 0001539497-23-001967
Officer· Chief Financial Officer
Since Nov 2018
-33.69K
Net shares
Net seller
$137.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
35K acquired · 68.69K disposed
Non-Derivative Transactions2
Common Shares
Direct
Shares
+35K
Price / share
$3.93
Trade value
$137.70K
% of position
63.6%
11/15/2023
55K→90K
Common Shares
Direct
Shares
−33.69K
Price / share
$4.09
Trade value
$137.70K
% of position
37.4%
11/15/2023
90K→56.31K
Total
Net shares
+1.31K
Net value
-$0.51
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 11/15/2023 | M · Option Exercise | +35K | $3.93 | $137.70K | 63.6% | 55K | 90K |
| Common Shares Direct | 11/15/2023 | F · Tax Withholding | −33.69K | $4.09 | $137.70K | 37.4% | 90K | 56.31K |
| Total | +1.31K | -$0.51 | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Shares
35K shares
Shares
−35K
Strike price
3.9344
Held after
0.00
Exercisable
—
11/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Shares35K shares | 11/15/2023 | M · Option Exercise | −35K | 3.9344 | — | 0.00 |