SHAH NEAL S. (Chief Financial Officer) exercised options at NIOCORP DEVELOPMENTS LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 11/29/2022ACC: 0001539497-22-001878
Officer· Chief Financial Officer
Since Nov 2018
-80K
Net shares
Net seller
$70.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
229K acquired · 309K disposed
Non-Derivative Transactions3
Common Shares
Direct
Shares
+29.85K
Price / share
$0.35
Trade value
$10.49K
% of position
7.4%
11/28/2022
401K→430.85K
Common Shares
Direct
Shares
+199.15K
Price / share
$0.35
Trade value
$69.96K
% of position
46.2%
11/28/2022
430.85K→630K
Common Shares
Direct
Shares
−80K
Price / share
$0.87
Trade value
$69.97K
% of position
12.7%
11/28/2022
630K→550K
Total
Net shares
+149K
Net value
$10.48K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 11/28/2022 | M · Option Exercise | +29.85K | $0.35 | $10.49K | 7.4% | 401K | 430.85K |
| Common Shares Direct | 11/28/2022 | M · Option Exercise | +199.15K | $0.35 | $69.96K | 46.2% | 430.85K | 630K |
| Common Shares Direct | 11/28/2022 | F · Tax Withholding | −80K | $0.87 | $69.97K | 12.7% | 630K | 550K |
| Total | +149K | $10.48K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Shares
229K shares
Shares
−229K
Strike price
0.3513
Held after
0.00
Exercisable
—
11/28/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Shares229K shares | 11/28/2022 | M · Option Exercise | −229K | 0.3513 | — | 0.00 |