SHAFIR ROBERT SCOTT (Chief Executive Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

SHAFIR ROBERT SCOTT

Filed: 4/1/2021ACC: 0001403256-21-000082

InsiderSHAFIR ROBERT SCOTTCIK 1729896

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IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

DirectorOfficer· Chief Executive Officer

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

777.82K acquired · 777.82K disposed

Non-Derivative Transactions4

Class A Shares

Direct

M · Option Exercise

+63.37K

Price / share

—

Trade value

—

% of position

4.7%

4/1/2021

1.36M→1.42M

Class A Shares

Direct

M · Option Exercise

+381.73K

Price / share

—

Trade value

—

% of position

26.9%

4/1/2021

1.42M→1.80M

Class A Shares

Direct

M · Option Exercise

+149.06K

Price / share

—

Trade value

—

% of position

8.3%

4/1/2021

1.80M→1.95M

Class A Shares

Direct

M · Option Exercise

+183.67K

Price / share

—

Trade value

—

% of position

9.4%

4/1/2021

1.95M→2.13M

Total

Net shares

+777.82K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	4/1/2021	M · Option Exercise	+63.37K	—	—	4.7%	1.36M	1.42M
Class A Shares Direct	4/1/2021	M · Option Exercise	+381.73K	—	—	26.9%	1.42M	1.80M
Class A Shares Direct	4/1/2021	M · Option Exercise	+149.06K	—	—	8.3%	1.80M	1.95M
Class A Shares Direct	4/1/2021	M · Option Exercise	+183.67K	—	—	9.4%	1.95M	2.13M
Total			+777.82K		$0.00

Derivative Transactions4

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

63.37K shares

−63.37K

Strike price

Held after

0.00

Exercisable

—

4/1/2021

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

381.73K shares

−381.73K

Strike price

Held after

0.00

Exercisable

—

4/1/2021

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

149.06K shares

−149.06K

Strike price

Held after

0.00

Exercisable

—

4/1/2021

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

183.67K shares

−183.67K

Strike price

Held after

0.00

Exercisable

—

4/1/2021

Security	Converts To	Date	Type	Shares	Exercisable
Class A Restricted Share Units Direct	Class A Shares63.37K shares	4/1/2021	M · Option Exercise	−63.37K	—
Class A Restricted Share Units Direct	Class A Shares381.73K shares	4/1/2021	M · Option Exercise	−381.73K	—
Class A Restricted Share Units Direct	Class A Shares149.06K shares	4/1/2021	M · Option Exercise	−149.06K	—
Class A Restricted Share Units Direct	Class A Shares183.67K shares	4/1/2021	M · Option Exercise	−183.67K	—