SHAFIR ROBERT SCOTT (Chief Executive Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SHAFIR ROBERT SCOTT

Filed: 2/5/2021ACC: 0001403256-21-000039

InsiderSHAFIR ROBERT SCOTTCIK 1729896

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IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

DirectorOfficer· Chief Executive Officer

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

401.35K acquired · 401.35K disposed

Non-Derivative Transactions2

Class A Shares

Direct

M · Option Exercise

+344.21K

Price / share

—

Trade value

—

% of position

36.1%

2/5/2021

953.86K→1.30M

Class A Shares

Direct

M · Option Exercise

+57.14K

Price / share

—

Trade value

—

% of position

4.4%

2/5/2021

1.30M→1.36M

Total

Net shares

+401.35K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	2/5/2021	M · Option Exercise	+344.21K	—	—	36.1%	953.86K	1.30M
Class A Shares Direct	2/5/2021	M · Option Exercise	+57.14K	—	—	4.4%	1.30M	1.36M
Total			+401.35K		$0.00

Derivative Transactions2

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

344.21K shares

−344.21K

Strike price

Held after

344.21K

Exercisable

—

2/5/2021

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

57.14K shares

−57.14K

Strike price

Held after

57.14K

Exercisable

—

2/5/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares344.21K shares	2/5/2021	M · Option Exercise	−344.21K		—	344.21K
Class A Restricted Share Units Direct	Class A Shares57.14K shares	2/5/2021	M · Option Exercise	−57.14K		—	57.14K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

165.62K

Shares owned

165.62K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

134.41K

Shares owned

134.41K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

300.03K

Owned

300.03K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares	—	—	165.62K	165.62K
Class A Restricted Share Units Direct	Class A Shares	—	—	134.41K	134.41K
Total				300.03K	300.03K