SHAFIR ROBERT SCOTT (Chief Executive Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SHAFIR ROBERT SCOTT

Filed: 2/2/2021ACC: 0001403256-21-000034

InsiderSHAFIR ROBERT SCOTTCIK 1729896

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IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

DirectorOfficer· Chief Executive Officer

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

122.41K acquired · 122.41K disposed

Non-Derivative Transactions2

Class A Shares

Direct

M · Option Exercise

+55.21K

Price / share

—

Trade value

—

% of position

6.6%

1/31/2021

831.45K→886.66K

Class A Shares

Direct

M · Option Exercise

+67.20K

Price / share

—

Trade value

—

% of position

7.6%

1/31/2021

886.66K→953.86K

Total

Net shares

+122.41K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/31/2021	M · Option Exercise	+55.21K	—	—	6.6%	831.45K	886.66K
Class A Shares Direct	1/31/2021	M · Option Exercise	+67.20K	—	—	7.6%	886.66K	953.86K
Total			+122.41K		$0.00

Derivative Transactions2

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

55.21K shares

−55.21K

Strike price

Held after

165.62K

Exercisable

—

1/31/2021

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

67.20K shares

−67.20K

Strike price

Held after

134.41K

Exercisable

—

1/31/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares55.21K shares	1/31/2021	M · Option Exercise	−55.21K		—	165.62K
Class A Restricted Share Units Direct	Class A Shares67.20K shares	1/31/2021	M · Option Exercise	−67.20K		—	134.41K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

114.28K

Shares owned

114.28K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

688.41K

Shares owned

688.41K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

802.69K

Owned

802.69K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares	—	—	114.28K	114.28K
Class A Restricted Share Units Direct	Class A Shares	—	—	688.41K	688.41K
Total				802.69K	802.69K