SHAFIR ROBERT SCOTT (Chief Executive Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SHAFIR ROBERT SCOTT

Filed: 2/5/2020ACC: 0001403256-20-000049

InsiderSHAFIR ROBERT SCOTTCIK 1729896

→

IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

DirectorOfficer· Chief Executive Officer

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

392.48K acquired · 392.48K disposed

Non-Derivative Transactions2

Class A Shares

Direct

M · Option Exercise

+55.88K

Price / share

—

Trade value

—

% of position

12.7%

2/5/2020

438.97K→494.85K

Class A Shares

Direct

M · Option Exercise

+336.60K

Price / share

—

Trade value

—

% of position

68.0%

2/5/2020

494.85K→831.45K

Total

Net shares

+392.48K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	2/5/2020	M · Option Exercise	+55.88K	—	—	12.7%	438.97K	494.85K
Class A Shares Direct	2/5/2020	M · Option Exercise	+336.60K	—	—	68.0%	494.85K	831.45K
Total			+392.48K		$0.00

Derivative Transactions2

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

55.88K shares

−55.88K

Strike price

Held after

111.75K

Exercisable

—

2/5/2020

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

336.60K shares

−336.60K

Strike price

Held after

673.19K

Exercisable

—

2/5/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares55.88K shares	2/5/2020	M · Option Exercise	−55.88K		—	111.75K
Class A Restricted Share Units Direct	Class A Shares336.60K shares	2/5/2020	M · Option Exercise	−336.60K		—	673.19K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

215.95K

Shares owned

215.95K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

197.15K

Shares owned

197.15K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

413.10K

Owned

413.10K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares	—	—	215.95K	215.95K
Class A Restricted Share Units Direct	Class A Shares	—	—	197.15K	197.15K
Total				413.10K	413.10K