SHAFIR ROBERT SCOTT (Chief Executive Officer) exercised options at SCULPTOR CAPITAL MANAGEMENT, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SHAFIR ROBERT SCOTT

Filed: 2/3/2020ACC: 0001403256-20-000044

InsiderSHAFIR ROBERT SCOTTCIK 1729896

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IssuerSCULPTOR CAPITAL MANAGEMENT, INC.CIK 1403256

DirectorOfficer· Chief Executive Officer

Since Aug 2018

+215.95K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

281.66K acquired · 65.72K disposed

Non-Derivative Transactions1

Class A Shares

Direct

M · Option Exercise

+65.72K

Price / share

—

Trade value

—

% of position

17.6%

1/31/2020

373.26K→438.97K

Total

Net shares

+65.72K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Shares Direct	1/31/2020	M · Option Exercise	+65.72K	—	—	17.6%	373.26K	438.97K
Total			+65.72K		$0.00

Derivative Transactions2

Class A Restricted Share Units

Direct

A · Award

Converts to

Class A Shares

215.95K shares

+215.95K

Strike price

Held after

215.95K

Exercisable

—

1/31/2020

Class A Restricted Share Units

Direct

M · Option Exercise

Converts to

Class A Shares

65.72K shares

−65.72K

Strike price

Held after

197.15K

Exercisable

—

1/31/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A Restricted Share Units Direct	Class A Shares215.95K shares	1/31/2020	A · Award	+215.95K		—	215.95K
Class A Restricted Share Units Direct	Class A Shares65.72K shares	1/31/2020	M · Option Exercise	−65.72K		—	197.15K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

167.63K

Shares owned

167.63K

Exercise price

Expiration

—

Exercise window

—

Class A Restricted Share Units

Direct

Underlying security

Class A Shares

Underlying shares

1.01M

Shares owned

1.01M

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.18M

Owned

1.18M

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class A Restricted Share Units Direct	Class A Shares	—	—	167.63K	167.63K
Class A Restricted Share Units Direct	Class A Shares	—	—	1.01M	1.01M
Total				1.18M	1.18M