SHABBIR ANIK (Chief Technical Ops. Officer) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/7/2023ACC: 0001209191-23-016739
Officer· Chief Technical Ops. Officer
Since Sep 2018
+33.78K
Net shares
Net buyer
$36.0K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
56.63K acquired · 22.85K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+7.88K
Price / share
—
Trade value
—
% of position
25.9%
3/3/2023
30.42K→38.30K
Common Stock
Direct
Shares
+8.75K
Price / share
—
Trade value
—
% of position
22.8%
3/3/2023
38.30K→47.05K
Common Stock
Direct
Shares
−6.22K
Price / share
$5.79
Trade value
$36.03K
% of position
13.2%
3/3/2023
47.05K→40.83K
Total
Net shares
+10.40K
Net value
-$36.03K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/3/2023 | M · Option Exercise | +7.88K | — | — | 25.9% | 30.42K | 38.30K |
| Common Stock Direct | 3/3/2023 | M · Option Exercise | +8.75K | — | — | 22.8% | 38.30K | 47.05K |
| Common Stock Direct | 3/3/2023 | F · Tax Withholding | −6.22K | $5.79 | $36.03K | 13.2% | 47.05K | 40.83K |
| Total | +10.40K | -$36.03K | ||||||
Derivative Transactions3
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
40K shares
Shares
+40K
Strike price
Held after
40K
Exercisable
—
3/3/2023
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
7.88K shares
Shares
−7.88K
Strike price
Held after
23.63K
Exercisable
—
3/3/2023
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
8.75K shares
Shares
−8.75K
Strike price
Held after
17.50K
Exercisable
—
3/3/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock40K shares | 3/3/2023 | A · Award | +40K | — | 40K | |
| Restricted Stock Unit (RSU) Direct | Common Stock7.88K shares | 3/3/2023 | M · Option Exercise | −7.88K | — | 23.63K | |
| Restricted Stock Unit (RSU) Direct | Common Stock8.75K shares | 3/3/2023 | M · Option Exercise | −8.75K | — | 17.50K |