SGRO DAVID enters ALLEGRO MERGER CORP. with 2.86M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 7/2/2018ACC: 0001094891-18-000130
DirectorOfficer10% Owner· Chief Operating Officer
Since Jul 2018
2.86M
Baseline shares
22% direct
621.01K
Direct ownership
1 position
2.75K
Derivative underlying
2 instruments
3
Security positions
2.24M indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned621.01K
Common Stock
IndirectShares owned1.55M
Common Stock
IndirectShares owned684.56K
Total
621.01K direct·2.24M indirect2.86M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 621.01K | Direct |
| Common Stock | 1.55M | Indirect |
| Common Stock | 684.56K | Indirect |
| Total | 2.86M | 621.01K direct·2.24M indirect |
Derivative Holdings2
Right
DirectUnderlying security
Common Stock
Underlying shares
250.00
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Redeemable Warrant
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.75K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Right Direct | Common Stock | 0 | — | — | 250.00 | N/A |
| Redeemable Warrant Direct | Common Stock | — | — | 2.50K | N/A | |
| Total | 2.75K | 0.00 | ||||