Filed: 10/13/2023ACC: 0001313360-23-000006
📋 What this filing means
SG AMERICAS SECURITIES, LLC filed this quarterly 13F‑HR report disclosing 3093 equity positions with a total reported market value of $8.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3093
Positions
$8.75M
Total AUM (reported)
323.49M
Total Shares
Allocation by class
COM$6.99M79.9%
OPT$1.27M14.5%
BND$469.0K5.4%
PFD$11.3K0.1%
WTS$3.5K0.0%
Portfolio Concentration
Top 3$696.9K8.0%
4–10$852.0K9.7%
11–25$817.9K9.4%
Rest$6.38M72.9%
Top 3 weight
8.0%
Top 10 weight
17.7%
Voting Authority Distribution
Total shares with voting rights: 323.49M
Sole
Full voting authority
323.49M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole3093
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings3093
Rows:
APPLE INC COM
SOLEShares1.52M
TypeSH
Market value$261.1K
2.98%
Sole
1.52M
Shared
0.00
None
0.00
ISHARES TR MSCI EAFE ETF
SOLEShares3.21M
TypeSH
Market value$221.5K
2.53%
Sole
3.21M
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares492.69K
TypeSH
Market value$214.3K
2.45%
Sole
492.69K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR TR UNIT
SOLEShares448.91K
TypeSH
Market value$191.9K
2.19%
Sole
448.91K
Shared
0.00
None
0.00
ISHARES TR RUSSELL 2000 ETF
SOLEShares1.03M
TypeSH
Market value$182.1K
2.08%
Sole
1.03M
Shared
0.00
None
0.00
SPDR GOLD TR GOLD
SOLEShares811.97K
TypeSH
Market value$139.2K
1.59%
Sole
811.97K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares3.09M
TypeSH
Market value$109.8K
1.26%
Sole
3.09M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares2.58M
TypeSH
Market value$77.1K
0.88%
Sole
2.58M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.37M
TypeSH
Market value$76.1K
0.87%
Sole
9.37M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares760.90K
TypeSH
Market value$75.8K
0.87%
Sole
760.90K
Shared
0.00
None
0.00
ISHARES TR MSCI EMG MKT ETF
SOLEShares1.95M
TypeSH
Market value$74.0K
0.85%
Sole
1.95M
Shared
0.00
None
0.00
ELI LILLY & CO COM
SOLEShares133.12K
TypeSH
Market value$71.5K
0.82%
Sole
133.12K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares205.86K
TypeSH
Market value$65.0K
0.74%
Sole
205.86K
Shared
0.00
None
0.00
ISHARES TR U.S. FINLS ETF
SOLEShares844.23K
TypeSH
Market value$63.1K
0.72%
Sole
844.23K
Shared
0.00
None
0.00
TESLA INC
SOLEShares3.70M
TypeSH
Market value$60.3K
0.69%
Sole
3.70M
Shared
0.00
None
0.00
SPDR SER TR S&P BIOTECH
SOLEShares795.13K
TypeSH
Market value$58.1K
0.66%
Sole
795.13K
Shared
0.00
None
0.00
CATERPILLAR INC COM
SOLEShares192.46K
TypeSH
Market value$52.5K
0.60%
Sole
192.46K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares5.75M
TypeSH
Market value$50.1K
0.57%
Sole
5.75M
Shared
0.00
None
0.00
ISHARES TR CORE US AGGBD ET
SOLEShares521.33K
TypeSH
Market value$49.0K
0.56%
Sole
521.33K
Shared
0.00
None
0.00
AT&T INC COM
SOLEShares3.24M
TypeSH
Market value$48.6K
0.56%
Sole
3.24M
Shared
0.00
None
0.00
BILL HOLDINGS INC NOTE 12/0
SOLEShares459.78K
TypePRN
Market value$46.2K
0.53%
Sole
459.78K
Shared
0.00
None
0.00
BROADCOM INC COM
SOLEShares54.44K
TypeSH
Market value$45.2K
0.52%
Sole
54.44K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares5.78M
TypeSH
Market value$45.2K
0.52%
Sole
5.78M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC NOTE 0.375 6/0
SOLEShares190K
TypePRN
Market value$45.0K
0.51%
Sole
190K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL A
SOLEShares337.29K
TypeSH
Market value$44.1K
0.50%
Sole
337.29K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | COM | 1.52M | SH | $261.1K 2.98% | 1.52M | 0.00 | 0.00 |
ISHARES TR MSCI EAFE ETFSOLE | COM | 3.21M | SH | $221.5K 2.53% | 3.21M | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | COM | 492.69K | SH | $214.3K 2.45% | 492.69K | 0.00 | 0.00 |
SPDR S&P 500 ETF TR TR UNITSOLE | COM | 448.91K | SH | $191.9K 2.19% | 448.91K | 0.00 | 0.00 |
ISHARES TR RUSSELL 2000 ETFSOLE | COM | 1.03M | SH | $182.1K 2.08% | 1.03M | 0.00 | 0.00 |
SPDR GOLD TR GOLDSOLE | COM | 811.97K | SH | $139.2K 1.59% | 811.97K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | OPT | 3.09M | SH | $109.8K 1.26% | 3.09M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | OPT | 2.58M | SH | $77.1K 0.88% | 2.58M | 0.00 | 0.00 |
ISHARES TRSOLE | OPT | 9.37M | SH | $76.1K 0.87% | 9.37M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | OPT | 760.90K | SH | $75.8K 0.87% | 760.90K | 0.00 | 0.00 |
ISHARES TR MSCI EMG MKT ETFSOLE | COM | 1.95M | SH | $74.0K 0.85% | 1.95M | 0.00 | 0.00 |
ELI LILLY & CO COMSOLE | COM | 133.12K | SH | $71.5K 0.82% | 133.12K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | COM | 205.86K | SH | $65.0K 0.74% | 205.86K | 0.00 | 0.00 |
ISHARES TR U.S. FINLS ETFSOLE | COM | 844.23K | SH | $63.1K 0.72% | 844.23K | 0.00 | 0.00 |
TESLA INCSOLE | OPT | 3.70M | SH | $60.3K 0.69% | 3.70M | 0.00 | 0.00 |
SPDR SER TR S&P BIOTECHSOLE | COM | 795.13K | SH | $58.1K 0.66% | 795.13K | 0.00 | 0.00 |
CATERPILLAR INC COMSOLE | COM | 192.46K | SH | $52.5K 0.60% | 192.46K | 0.00 | 0.00 |
AMAZON COM INCSOLE | OPT | 5.75M | SH | $50.1K 0.57% | 5.75M | 0.00 | 0.00 |
ISHARES TR CORE US AGGBD ETSOLE | COM | 521.33K | SH | $49.0K 0.56% | 521.33K | 0.00 | 0.00 |
AT&T INC COMSOLE | COM | 3.24M | SH | $48.6K 0.56% | 3.24M | 0.00 | 0.00 |
BILL HOLDINGS INC NOTE 12/0SOLE | BND | 459.78K | PRN | $46.2K 0.53% | 459.78K | 0.00 | 0.00 |
BROADCOM INC COMSOLE | COM | 54.44K | SH | $45.2K 0.52% | 54.44K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | OPT | 5.78M | SH | $45.2K 0.52% | 5.78M | 0.00 | 0.00 |
PALO ALTO NETWORKS INC NOTE 0.375 6/0SOLE | BND | 190K | PRN | $45.0K 0.51% | 190K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL ASOLE | COM | 337.29K | SH | $44.1K 0.50% | 337.29K | 0.00 | 0.00 |
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