SEXTON HEIDI (Executive Vice President/COO) exercised options at SOUND FINANCIAL BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SEXTON HEIDI

Filed: 11/6/2023ACC: 0001437749-23-030340

InsiderSEXTON HEIDICIK 1742333

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IssuerSOUND FINANCIAL BANCORP, INC.CIK 1541119

Officer· Executive Vice President/COO

Since Nov 2018

-688.00

Net shares

Net seller

$25.4K

Total sold

Open market trades

0B · 0S

Total transactions

1K acquired · 1.69K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+500.00

Price / share

$22.31

Trade value

$11.15K

% of position

3.6%

11/3/2023

13.90K→14.40K

Common Stock

Direct

M · Option Exercise

+500.00

Price / share

$28.34

Trade value

$14.17K

% of position

3.5%

11/3/2023

14.40K→14.90K

Common Stock

Direct

F · Tax Withholding

−688.00

Price / share

$36.85

Trade value

$25.35K

% of position

4.6%

11/3/2023

14.90K→14.21K

Total

Net shares

+312.00

Net value

-$27.80

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/3/2023	M · Option Exercise	+500.00	$22.31	$11.15K	3.6%	13.90K	14.40K
Common Stock Direct	11/3/2023	M · Option Exercise	+500.00	$28.34	$14.17K	3.5%	14.40K	14.90K
Common Stock Direct	11/3/2023	F · Tax Withholding	−688.00	$36.85	$25.35K	4.6%	14.90K	14.21K
Total			+312.00		-$27.80

Derivative Transactions2

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

500.00 shares

−500.00

Strike price

22.31

Held after

0.00

Exercisable

—

11/3/2023

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

500.00 shares

−500.00

Strike price

28.34

Held after

2.50K

Exercisable

—

11/3/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock500.00 shares	11/3/2023	M · Option Exercise	−500.00	22.31	—	0.00
Stock Option (Right to Buy) Direct	Common Stock500.00 shares	11/3/2023	M · Option Exercise	−500.00	28.34	—	2.50K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned2.26K

Common Stock

Indirect

Shares owned9.01K

Total

11.27K indirect11.27K

Security Title	Shares Owned	Ownership Type
Common Stock	2.26K	Indirect
Common Stock	9.01K	Indirect
Total	11.27K	11.27K indirect

Derivative Holdings (Post-Transaction)6

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.50K

Shares owned

1.50K

Exercise price

33.5000

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.90K

Shares owned

1.90K

Exercise price

32.4600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.35K

Shares owned

1.35K

Exercise price

36.2600

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

Exercise price

42.8500

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.40K

Shares owned

1.40K

Exercise price

35.2700

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.60K

Shares owned

1.60K

Exercise price

40.1300

Expiration

—

Exercise window

—

Total

Underlying

9.75K

Owned

9.75K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	33.5000	—	—	1.50K	1.50K
Stock Option (Right to Buy) Direct	Common Stock	32.4600	—	—	1.90K	1.90K
Stock Option (Right to Buy) Direct	Common Stock	36.2600	—	—	1.35K	1.35K
Stock Option (Right to Buy) Direct	Common Stock	42.8500	—	—	2K	2K
Stock Option (Right to Buy) Direct	Common Stock	35.2700	—	—	1.40K	1.40K
Stock Option (Right to Buy) Direct	Common Stock	40.1300	—	—	1.60K	1.60K
Total					9.75K	9.75K