SETTLE WILLIAM GRAHAM enters RESEARCH FRONTIERS INC with 225.37K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/18/2020ACC: 0001493152-20-016240
Director
Since Aug 2020
225.37K
Baseline shares
100% direct
225.37K
Direct ownership
1 position
115.83K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned225.37K
Total
225.37K direct225.37K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 225.37K | Direct |
| Total | 225.37K | 225.37K direct |
Derivative Holdings2
Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
88.65K
Shares owned
N/A
Exercise price
3.38
Expiration
—
Exercise window
—
Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
27.17K
Shares owned
N/A
Exercise price
1.10
Expiration
—
Exercise window
—
Total
Underlying
115.83K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Purchase Warrant Direct | Common Stock | 3.38 | — | — | 88.65K | N/A |
| Stock Purchase Warrant Direct | Common Stock | 1.10 | — | — | 27.17K | N/A |
| Total | 115.83K | 0.00 | ||||