SERBER ZACHARIAH enters ZYMERGEN INC. with 2.49M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/21/2021ACC: 0001140361-21-013745
DirectorOfficer· Chief Science Officer
Since Apr 2021
2.49M
Baseline shares
97% direct
2.41M
Direct ownership
1 position
212.51K
Derivative underlying
2 instruments
3
Security positions
80K indirect
Non-Derivative Holdings3
Common Stock
DirectShares owned2.41M
Common Stock
IndirectShares owned40K
Common Stock
IndirectShares owned40K
Total
2.41M direct·80K indirect2.49M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.41M | Direct |
| Common Stock | 40K | Indirect |
| Common Stock | 40K | Indirect |
| Total | 2.49M | 2.41M direct·80K indirect |
Derivative Holdings2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
63.77K
Shares owned
N/A
Exercise price
26.88
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
148.74K
Shares owned
N/A
Exercise price
4.47
Expiration
—
Exercise window
—
Total
Underlying
212.51K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 26.88 | — | — | 63.77K | N/A |
| Stock Options Direct | Common Stock | 4.47 | — | — | 148.74K | N/A |
| Total | 212.51K | 0.00 | ||||