SEIFERT THOMAS G enters NEXTPLAT CORP with 112.00 shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 1/7/2021ACC: 0001493152-21-000446
Officer· CFO, Secretary and Treasurer
Since Dec 2020
112.00
Baseline shares
0.00
Direct ownership
0 positions
265K
Derivative underlying
2 instruments
1
Security positions
112.00 indirect
Non-Derivative Holdings1
Common Stock, par value $0.0001
IndirectShares owned112.00
Total
112.00 indirect112.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.0001 | 112.00 | Indirect |
| Total | 112.00 | 112.00 indirect |
Derivative Holdings2
Non-Qualified Stock Option (right to buy)
IndirectUnderlying security
Common Stock, par value $0.0001
Underlying shares
15K
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Non-Qualified Stock Option (right to buy)
DirectUnderlying security
Common Stock, par value $0.0001
Underlying shares
250K
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
Total
Underlying
265K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Indirect | Common Stock, par value $0.0001 | 0.20 | — | — | 15K | N/A |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock, par value $0.0001 | 0.25 | — | — | 250K | N/A |
| Total | 265K | 0.00 | ||||