SEIDEL RICHARD B. exercised options at TRISTATE CAPITAL HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/13/2020ACC: 0001575606-20-000002
Director
Since Nov 2018
-2.20K
Net shares
Net seller
$52.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6K acquired · 8.20K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6K
Price / share
$8.75
Trade value
$52.50K
% of position
13.5%
11/13/2019
44.41K→50.41K
Common Stock
Direct
Shares
−2.20K
Price / share
$23.82
Trade value
$52.50K
% of position
4.4%
11/13/2019
50.41K→48.20K
Total
Net shares
+3.80K
Net value
$0.72
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/13/2019 | M · Option Exercise | +6K | $8.75 | $52.50K | 13.5% | 44.41K | 50.41K |
| Common Stock Direct | 11/13/2019 | F · Tax Withholding | −2.20K | $23.82 | $52.50K | 4.4% | 50.41K | 48.20K |
| Total | +3.80K | $0.72 | ||||||
Derivative Transactions1
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
8.75
Held after
0.00
Exercisable
—
11/13/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock6K shares | 11/13/2019 | M · Option Exercise | −6K | 8.75 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned5K
Depositary Shares
DirectShares owned2K
Total
2K direct·5K indirect7K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5K | Indirect |
| Depositary Shares | 2K | Direct |
| Total | 7K | 2K direct·5K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported