SEIDEL RICHARD B. sold 14.3% of their position (6K shares) of TRISTATE CAPITAL HOLDINGS, INC. on the open market
Open‑market sale worth $151.3K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 11/28/2018ACC: 0001575606-18-000005
Director
Since Nov 2018
-6K
Net shares
Net seller
$151.3K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
6K acquired · 12K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6K
Price / share
$12.00
Trade value
$72K
% of position
16.7%
11/26/2018
35.91K→41.91K
Common Stock
Direct
Shares
−6K
Price / share
$25.21
Trade value
$151.28K
% of position
14.3%
11/26/2018
41.91K→35.91K
Total
Net shares
+0.00
Net value
-$79.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/26/2018 | M · Option Exercise | +6K | $12.00 | $72K | 16.7% | 35.91K | 41.91K |
| Common Stock Direct | 11/26/2018 | S · Sale | −6K | $25.21 | $151.28K | 14.3% | 41.91K | 35.91K |
| Total | +0.00 | -$79.28K | ||||||
Derivative Transactions1
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
12.0
Held after
0.00
Exercisable
—
11/26/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock6K shares | 11/26/2018 | M · Option Exercise | −6K | 12.0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned5K
Common Stock
DirectShares owned35.91K
Total
35.91K direct·5K indirect40.91K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5K | Indirect |
| Common Stock | 35.91K | Direct |
| Total | 40.91K | 35.91K direct·5K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported