SEGE RONALD (Chairman, CEO & President) reported 2 transactions at ECHELON CORP
Review the transaction codes below to understand the nature of each event.
Filed: 9/17/2018ACC: 0001209191-18-051314
DirectorOfficer· Chairman, CEO & President
Since Sep 2018
-228.59K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
228.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−25.40K
Price / share
—
Trade value
—
% of position
New position
9/14/2018
25.40K→0.00
Common Stock
Indirect
Shares
−25.40K
Price / share
—
Trade value
—
% of position
New position
9/14/2018
25.40K→0.00
Total
Net shares
−50.79K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/14/2018 | D · Disposition | −25.40K | — | — | New position | 25.40K | 0.00 |
| Common Stock Indirect | 9/14/2018 | D · Disposition | −25.40K | — | — | New position | 25.40K | 0.00 |
| Total | −50.79K | $0.00 | ||||||
Derivative Transactions4
Performance Shares
Direct
Converts to
Common Stock
22.50K shares
Shares
−22.50K
Strike price
Held after
0.00
Exercisable
—
9/14/2018
Performance Shares
Direct
Converts to
Common Stock
70.30K shares
Shares
−70.30K
Strike price
Held after
0.00
Exercisable
—
9/14/2018
Restricted Stock Units
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
Held after
0.00
Exercisable
—
9/14/2018
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
45K shares
Shares
−45K
Strike price
5.22
Held after
0.00
Exercisable
—
9/14/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Shares Direct | Common Stock22.50K shares | 9/14/2018 | D · Disposition | −22.50K | — | 0.00 | |
| Performance Shares Direct | Common Stock70.30K shares | 9/14/2018 | D · Disposition | −70.30K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock40K shares | 9/14/2018 | D · Disposition | −40K | — | 0.00 | |
| Employee Stock Option (Right to buy) Direct | Common Stock45K shares | 9/14/2018 | D · Disposition | −45K | 5.22 | — | 0.00 |