SEASOCK SCOTT A enters RIVERVIEW FINANCIAL CORP with 4K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/9/2018ACC: 0000899243-18-021911
Officer· Chief Financial Officer
Since Aug 2018
4K
Baseline shares
100% direct
4K
Direct ownership
1 position
10K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Voting Common Stock
DirectShares owned4K
Total
4K direct4K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Voting Common Stock | 4K | Direct |
| Total | 4K | 4K direct |
Derivative Holdings1
Stock Option
DirectUnderlying security
Voting Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
11.94
Expiration
—
Exercise window
—
Total
Underlying
10K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Voting Common Stock | 11.94 | — | — | 10K | N/A |
| Total | 10K | 0.00 | ||||