SCUPHAM AMY J. (SVP - Distribution) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/12/2021ACC: 0001052100-21-000021
Officer· SVP - Distribution
Since Dec 2018
-3.27K
Net shares
Net seller
$81.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
2.43K acquired · 5.69K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−839.00
Price / share
$25.03
Trade value
$21K
% of position
1.1%
1/10/2021
74.60K→73.76K
Class A Common
Direct
Shares
+2.43K
Price / share
—
Trade value
—
% of position
3.3%
1/10/2021
73.76K→76.18K
Class A Common
Direct
Shares
−2.43K
Price / share
$25.03
Trade value
$60.72K
% of position
3.2%
1/10/2021
76.18K→73.76K
Total
Net shares
−839.00
Net value
-$81.72K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2021 | F · Tax Withholding | −839.00 | $25.03 | $21K | 1.1% | 74.60K | 73.76K |
| Class A Common Direct | 1/10/2021 | M · Option Exercise | +2.43K | — | — | 3.3% | 73.76K | 76.18K |
| Class A Common Direct | 1/10/2021 | D · Disposition | −2.43K | $25.03 | $60.72K | 3.2% | 76.18K | 73.76K |
| Total | −839.00 | -$81.72K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.30K shares
Shares
−1.30K
Strike price
Held after
0.00
Exercisable
—
1/10/2021
Restricted Stock Units
Direct
Converts to
Class A Common
1.13K shares
Shares
−1.13K
Strike price
Held after
1.13K
Exercisable
—
1/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.30K shares | 1/10/2021 | M · Option Exercise | −1.30K | — | 0.00 | |
| Restricted Stock Units Direct | Class A Common1.13K shares | 1/10/2021 | M · Option Exercise | −1.13K | — | 1.13K |