SCUPHAM AMY J. (SVP - Distribution) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/14/2020ACC: 0001052100-20-000020
Officer· SVP - Distribution
Since Dec 2018
-3.27K
Net shares
Net seller
$54.1K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
2.43K acquired · 5.69K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−839.00
Price / share
$16.56
Trade value
$13.89K
% of position
2.0%
1/10/2020
42.69K→41.85K
Class A Common
Direct
Shares
+2.43K
Price / share
—
Trade value
—
% of position
5.8%
1/10/2020
41.85K→44.28K
Class A Common
Direct
Shares
−2.43K
Price / share
$16.56
Trade value
$40.17K
% of position
5.5%
1/10/2020
44.28K→41.85K
Total
Net shares
−839.00
Net value
-$54.07K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2020 | F · Tax Withholding | −839.00 | $16.56 | $13.89K | 2.0% | 42.69K | 41.85K |
| Class A Common Direct | 1/10/2020 | M · Option Exercise | +2.43K | — | — | 5.8% | 41.85K | 44.28K |
| Class A Common Direct | 1/10/2020 | D · Disposition | −2.43K | $16.56 | $40.17K | 5.5% | 44.28K | 41.85K |
| Total | −839.00 | -$54.07K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.30K shares
Shares
−1.30K
Strike price
Held after
1.30K
Exercisable
—
1/10/2020
Restricted Stock Units
Direct
Converts to
Class A Common
1.13K shares
Shares
−1.13K
Strike price
Held after
2.25K
Exercisable
—
1/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.30K shares | 1/10/2020 | M · Option Exercise | −1.30K | — | 1.30K | |
| Restricted Stock Units Direct | Class A Common1.13K shares | 1/10/2020 | M · Option Exercise | −1.13K | — | 2.25K |