SCUPHAM AMY J. (SVP - Distribution) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2019ACC: 0001052100-19-000021
Officer· SVP - Distribution
Since Dec 2018
-3.27K
Net shares
Net seller
$58.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
2.43K acquired · 5.69K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−839.00
Price / share
$17.77
Trade value
$14.91K
% of position
1.8%
1/10/2019
46.54K→45.70K
Class A Common
Direct
Shares
+2.43K
Price / share
—
Trade value
—
% of position
5.3%
1/10/2019
45.70K→48.13K
Class A Common
Direct
Shares
−2.43K
Price / share
$17.77
Trade value
$43.11K
% of position
5.0%
1/10/2019
48.13K→45.70K
Total
Net shares
−839.00
Net value
-$58.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2019 | F · Tax Withholding | −839.00 | $17.77 | $14.91K | 1.8% | 46.54K | 45.70K |
| Class A Common Direct | 1/10/2019 | M · Option Exercise | +2.43K | — | — | 5.3% | 45.70K | 48.13K |
| Class A Common Direct | 1/10/2019 | D · Disposition | −2.43K | $17.77 | $43.11K | 5.0% | 48.13K | 45.70K |
| Total | −839.00 | -$58.02K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.30K shares
Shares
−1.30K
Strike price
Held after
2.60K
Exercisable
—
1/10/2019
Restricted Stock Units
Direct
Converts to
Class A Common
1.13K shares
Shares
−1.13K
Strike price
Held after
3.38K
Exercisable
—
1/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.30K shares | 1/10/2019 | M · Option Exercise | −1.30K | — | 2.60K | |
| Restricted Stock Units Direct | Class A Common1.13K shares | 1/10/2019 | M · Option Exercise | −1.13K | — | 3.38K |