SCUPHAM AMY J. enters WADDELL & REED FINANCIAL INC with 10.59K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/3/2019ACC: 0001052100-19-000003
Officer· SVP - Distribution
Since Dec 2018
10.59K
Baseline shares
100% direct
10.59K
Direct ownership
1 position
8.40K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common
DirectShares owned10.59K
Total
10.59K direct10.59K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common | 10.59K | Direct |
| Total | 10.59K | 10.59K direct |
Derivative Holdings2
Restricted Stock Units
DirectUnderlying security
Class A Common
Underlying shares
3.89K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Class A Common
Underlying shares
4.51K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
8.40K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common | — | — | 3.89K | N/A | |
| Restricted Stock Units Direct | Class A Common | — | — | 4.51K | N/A | |
| Total | 8.40K | 0.00 | ||||