Filed: 11/10/2022ACC: 0001085146-22-003920
📋 What this filing means
SCOTIA CAPITAL INC. filed this quarterly 13F‑HR report disclosing 779 equity positions with a total reported market value of $12.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
779
Positions
$12.36M
Total AUM (reported)
238.90M
Total Shares
Allocation by class
COM$8.43M68.2%
COM NEW$1.08M8.7%
COM CL A$251.7K2.0%
CL A LTD VT SH$246.8K2.0%
LP INT UNIT$171.9K1.4%
CAP STK CL A$166.5K1.3%
CL A$162.8K1.3%
Portfolio Concentration
Top 3$1.92M15.5%
4–10$2.34M18.9%
11–25$2.82M22.8%
Rest$5.28M42.7%
Top 3 weight
15.5%
Top 10 weight
34.5%
Voting Authority Distribution
Total shares with voting rights: 238.90M
Sole
Full voting authority
6.04M
shares
% of voting shares2.5%
Shared
Joint voting authority
232.86M
shares
% of voting shares97.5%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other779
Dominant voting typeShared · 97.5% of voting shares
Institutional Holdings779
Rows:
ROYAL BK CDA
DFNDShares8.05M
TypeSH
Market value$724.6K
5.86%
Sole
0.00
Shared
8.05M
None
0.00
TORONTO DOMINION BK ONT
DFNDShares9.93M
TypeSH
Market value$608.8K
4.92%
Sole
0.00
Shared
9.93M
None
0.00
BANK NOVA SCOTIA HALIFAX
DFNDShares12.37M
TypeSH
Market value$588.6K
4.76%
Sole
290.74K
Shared
12.08M
None
0.00
APPLE INC
DFNDShares3.23M
TypeSH
Market value$446.8K
3.61%
Sole
0.00
Shared
3.23M
None
0.00
MICROSOFT CORP
DFNDShares1.80M
TypeSH
Market value$418.7K
3.39%
Sole
0.00
Shared
1.80M
None
0.00
ENBRIDGE INC
DFNDShares11.03M
TypeSH
Market value$409.1K
3.31%
Sole
0.00
Shared
11.03M
None
0.00
BCE INC
DFNDShares7.40M
TypeSH
Market value$310.2K
2.51%
Sole
0.00
Shared
7.40M
None
0.00
TELUS CORPORATION
DFNDShares13.01M
TypeSH
Market value$258.4K
2.09%
Sole
0.00
Shared
13.01M
None
0.00
FORTIS INC
DFNDShares6.62M
TypeSH
Market value$251.6K
2.03%
Sole
9.02K
Shared
6.61M
None
0.00
BROOKFIELD ASSET MGMT INC
DFNDShares6.04M
TypeSH
Market value$246.8K
2.00%
Sole
0.00
Shared
6.04M
None
0.00
CANADIAN NATL RY CO
DFNDShares2.23M
TypeSH
Market value$240.9K
1.95%
Sole
0.00
Shared
2.23M
None
0.00
VISA INC
DFNDShares1.33M
TypeSH
Market value$237.2K
1.92%
Sole
0.00
Shared
1.33M
None
0.00
BANK MONTREAL QUE
DFNDShares2.62M
TypeSH
Market value$229.8K
1.86%
Sole
0.00
Shared
2.62M
None
0.00
TC ENERGY CORP
DFNDShares5.61M
TypeSH
Market value$226.1K
1.83%
Sole
0.00
Shared
5.61M
None
0.00
AMAZON COM INC
DFNDShares2M
TypeSH
Market value$225.7K
1.83%
Sole
0.00
Shared
2M
None
0.00
MANULIFE FINL CORP
DFNDShares12.61M
TypeSH
Market value$197.6K
1.60%
Sole
0.00
Shared
12.61M
None
0.00
JOHNSON & JOHNSON
DFNDShares1.09M
TypeSH
Market value$177.7K
1.44%
Sole
0.00
Shared
1.09M
None
0.00
BROOKFIELD INFRAST PARTNERS
DFNDShares4.79M
TypeSH
Market value$171.9K
1.39%
Sole
12.45K
Shared
4.78M
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares329.89K
TypeSH
Market value$166.6K
1.35%
Sole
0.00
Shared
329.89K
None
0.00
ALPHABET INC
DFNDShares1.74M
TypeSH
Market value$166.5K
1.35%
Sole
0.00
Shared
1.74M
None
0.00
CANADIAN IMPERIAL BK COMM TO
DFNDShares3.78M
TypeSH
Market value$165.2K
1.34%
Sole
0.00
Shared
3.78M
None
0.00
COSTCO WHSL CORP NEW
DFNDShares349.37K
TypeSH
Market value$165.0K
1.33%
Sole
0.00
Shared
349.37K
None
0.00
JPMORGAN CHASE & CO
DFNDShares1.45M
TypeSH
Market value$151.8K
1.23%
Sole
0.00
Shared
1.45M
None
0.00
PEMBINA PIPELINE CORP
DFNDShares4.96M
TypeSH
Market value$150.7K
1.22%
Sole
75K
Shared
4.89M
None
0.00
CANADIAN PAC RY LTD
DFNDShares2.22M
TypeSH
Market value$148.3K
1.20%
Sole
0.00
Shared
2.22M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ROYAL BK CDADFND | COM | 8.05M | SH | $724.6K 5.86% | 0.00 | 8.05M | 0.00 |
TORONTO DOMINION BK ONTDFND | COM NEW | 9.93M | SH | $608.8K 4.92% | 0.00 | 9.93M | 0.00 |
BANK NOVA SCOTIA HALIFAXDFND | COM | 12.37M | SH | $588.6K 4.76% | 290.74K | 12.08M | 0.00 |
APPLE INCDFND | COM | 3.23M | SH | $446.8K 3.61% | 0.00 | 3.23M | 0.00 |
MICROSOFT CORPDFND | COM | 1.80M | SH | $418.7K 3.39% | 0.00 | 1.80M | 0.00 |
ENBRIDGE INCDFND | COM | 11.03M | SH | $409.1K 3.31% | 0.00 | 11.03M | 0.00 |
BCE INCDFND | COM NEW | 7.40M | SH | $310.2K 2.51% | 0.00 | 7.40M | 0.00 |
TELUS CORPORATIONDFND | COM | 13.01M | SH | $258.4K 2.09% | 0.00 | 13.01M | 0.00 |
FORTIS INCDFND | COM | 6.62M | SH | $251.6K 2.03% | 9.02K | 6.61M | 0.00 |
BROOKFIELD ASSET MGMT INCDFND | CL A LTD VT SH | 6.04M | SH | $246.8K 2.00% | 0.00 | 6.04M | 0.00 |
CANADIAN NATL RY CODFND | COM | 2.23M | SH | $240.9K 1.95% | 0.00 | 2.23M | 0.00 |
VISA INCDFND | COM CL A | 1.33M | SH | $237.2K 1.92% | 0.00 | 1.33M | 0.00 |
BANK MONTREAL QUEDFND | COM | 2.62M | SH | $229.8K 1.86% | 0.00 | 2.62M | 0.00 |
TC ENERGY CORPDFND | COM | 5.61M | SH | $226.1K 1.83% | 0.00 | 5.61M | 0.00 |
AMAZON COM INCDFND | COM | 2M | SH | $225.7K 1.83% | 0.00 | 2M | 0.00 |
MANULIFE FINL CORPDFND | COM | 12.61M | SH | $197.6K 1.60% | 0.00 | 12.61M | 0.00 |
JOHNSON & JOHNSONDFND | COM | 1.09M | SH | $177.7K 1.44% | 0.00 | 1.09M | 0.00 |
BROOKFIELD INFRAST PARTNERSDFND | LP INT UNIT | 4.79M | SH | $171.9K 1.39% | 12.45K | 4.78M | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 329.89K | SH | $166.6K 1.35% | 0.00 | 329.89K | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 1.74M | SH | $166.5K 1.35% | 0.00 | 1.74M | 0.00 |
CANADIAN IMPERIAL BK COMM TODFND | COM | 3.78M | SH | $165.2K 1.34% | 0.00 | 3.78M | 0.00 |
COSTCO WHSL CORP NEWDFND | COM | 349.37K | SH | $165.0K 1.33% | 0.00 | 349.37K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 1.45M | SH | $151.8K 1.23% | 0.00 | 1.45M | 0.00 |
PEMBINA PIPELINE CORPDFND | COM | 4.96M | SH | $150.7K 1.22% | 75K | 4.89M | 0.00 |
CANADIAN PAC RY LTDDFND | COM | 2.22M | SH | $148.3K 1.20% | 0.00 | 2.22M | 0.00 |
Page 1 of 32
…