SCLAR JEREMY M. enters PROMIS NEUROSCIENCES INC. with 1.84M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

SCLAR JEREMY M.

Filed: 9/5/2023ACC: 0001209191-23-048182

InsiderSCLAR JEREMY M.CIK 1955608

→

IssuerPROMIS NEUROSCIENCES INC.CIK 1374339

10% Owner

Since Aug 2023

1.84M

Baseline shares

4% direct

65K

Direct ownership

1 position

1.71M

Derivative underlying

5 instruments

Security positions

1.78M indirect

Non-Derivative Holdings3

Common Stock, no par value

Direct

Shares owned65K

Common Stock, no par value

Indirect

Shares owned769.76K

Common Stock, no par value

Indirect

Shares owned1.01M

Total

65K direct·1.78M indirect1.84M

Security Title	Shares Owned	Ownership Type
Common Stock, no par value	65K	Direct
Common Stock, no par value	769.76K	Indirect
Common Stock, no par value	1.01M	Indirect
Total	1.84M	65K direct·1.78M indirect

Derivative Holdings5

Series 1 Preferred Shares, no par value

Indirect

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants to Purchase Common Shares, no par value

Indirect

Underlying security

Common Stock

Underlying shares

664.89K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series 1 Preferred Shares, no par value

Indirect

Underlying security

Common Stock

Underlying shares

150K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants to Purchase Common Shares, no par value

Indirect

Underlying security

Common Stock

Underlying shares

664.89K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants to Purchase Common Shares, no par value

Indirect

Underlying security

Common Stock

Underlying shares

85.21K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.71M

Owned

0.00

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series 1 Preferred Shares, no par value Indirect	Common Stock	—	—	150K	N/A
Warrants to Purchase Common Shares, no par value Indirect	Common Stock	—	—	664.89K	N/A
Series 1 Preferred Shares, no par value Indirect	Common Stock	—	—	150K	N/A
Warrants to Purchase Common Shares, no par value Indirect	Common Stock	—	—	664.89K	N/A
Warrants to Purchase Common Shares, no par value Indirect	Common Stock	—	—	85.21K	N/A
Total				1.71M	0.00