SCHWARTZ HAROLD E (Senior Vice President) exercised options at MFA FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/12/2026ACC: 0001104659-26-002926
Officer· Senior Vice President
Since Dec 2018
+18.83K
Net shares
Net buyer
$201.4K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
117.40K acquired · 98.57K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+26.57K
Price / share
—
Trade value
—
% of position
42.1%
1/8/2026
63.17K→89.74K
Common Stock
Direct
Shares
+90.82K
Price / share
—
Trade value
—
% of position
101.2%
1/8/2026
89.74K→180.56K
Common Stock
Direct
Shares
−15.46K
Price / share
$9.57
Trade value
$148K
% of position
8.6%
1/8/2026
180.56K→165.10K
Common Stock
Direct
Shares
−5.58K
Price / share
$9.57
Trade value
$53.42K
% of position
3.4%
1/8/2026
165.10K→159.52K
Total
Net shares
+96.35K
Net value
-$201.42K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/8/2026 | M · Option Exercise | +26.57K | — | — | 42.1% | 63.17K | 89.74K |
| Common Stock Direct | 1/8/2026 | M · Option Exercise | +90.82K | — | — | 101.2% | 89.74K | 180.56K |
| Common Stock Direct | 1/8/2026 | F · Tax Withholding | −15.46K | $9.57 | $148K | 8.6% | 180.56K | 165.10K |
| Common Stock Direct | 1/8/2026 | F · Tax Withholding | −5.58K | $9.57 | $53.42K | 3.4% | 165.10K | 159.52K |
| Total | +96.35K | -$201.42K | ||||||
Derivative Transactions2
Phantom Shares
Direct
Converts to
Common Stock
26.57K shares
Shares
−26.57K
Strike price
Held after
273.49K
Exercisable
—
1/8/2026
Phantom Shares
Direct
Converts to
Common Stock
50.94K shares
Shares
−50.94K
Strike price
Held after
222.54K
Exercisable
—
1/8/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock26.57K shares | 1/8/2026 | M · Option Exercise | −26.57K | — | 273.49K | |
| Phantom Shares Direct | Common Stock50.94K shares | 1/8/2026 | M · Option Exercise | −50.94K | — | 222.54K |