SCHWARTZ HAROLD E

PrivateCIK: 1527449
Location

NEW YORK, NY

SCHWARTZ HAROLD E (Senior Vice President) exercised options at MFA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderSCHWARTZ HAROLD ECIK 1527449
IssuerMFA FINANCIAL, INC.CIK 1055160
Officer· Senior Vice President
Since Dec 2018
-23.49K
Net shares
Net seller
$191.5K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
17.76K acquired · 41.25K disposed
Non-Derivative Transactions4

Common Stock

Direct
M · Option Exercise

Shares

+8.17K

Price / share

Trade value

% of position

12.7%
1/7/2025
64.46K72.63K

Common Stock

Direct
M · Option Exercise

Shares

+9.59K

Price / share

Trade value

% of position

13.2%
1/7/2025
72.63K82.22K

Common Stock

Direct
F · Tax Withholding

Shares

4.17K

Price / share

$10.05

Trade value

$41.89K

% of position

5.1%
1/7/2025
82.22K78.06K

Common Stock

Direct
F · Tax Withholding

Shares

14.89K

Price / share

$10.05

Trade value

$149.61K

% of position

19.1%
1/7/2025
78.06K63.17K
Total

Net shares

1.29K

Net value

-$191.50K

Derivative Transactions2

Phantom Shares

Direct
M · Option Exercise
Converts to

Common Stock

8.17K shares

Shares

8.17K

Strike price

Held after

231.19K

Exercisable

1/7/2025

Phantom Shares

Direct
M · Option Exercise
Converts to

Common Stock

14.03K shares

Shares

14.03K

Strike price

Held after

217.16K

Exercisable

1/7/2025
SCHWARTZ HAROLD E — Insider Transaction (Form 4) Filed Jan 10, 2025 | Finecho