SCHWARTZ FAITH A exercised options at REDWOOD TRUST INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/2/2023ACC: 0001104659-23-055030
0.00
Net shares
Net seller
$42.4K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
6.76K acquired · 6.76K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6.76K
Price / share
$6.28
Trade value
$42.43K
% of position
New position
5/1/2023
0.00→6.76K
Total
Net shares
+6.76K
Net value
$42.43K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/1/2023 | M · Option Exercise | +6.76K | $6.28 | $42.43K | New position | 0.00 | 6.76K |
| Total | +6.76K | $42.43K | ||||||
Derivative Transactions3
Deferred Stock Units
Direct
Converts to
Common Stock
2.27K shares
Shares
−2.27K
Strike price
12.00
Held after
0.00
Exercisable
—
6/30/2021
Deferred Stock Units
Direct
Converts to
Common Stock
2.32K shares
Shares
−2.32K
Strike price
12.97
Held after
0.00
Exercisable
—
9/30/2021
Deferred Stock Units
Direct
Converts to
Common Stock
2.17K shares
Shares
−2.17K
Strike price
13.25
Held after
0.00
Exercisable
—
12/28/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Deferred Stock Units Direct | Common Stock2.27K shares | 6/30/2021 | M · Option Exercise | −2.27K | 12.00 | — | 0.00 |
| Deferred Stock Units Direct | Common Stock2.32K shares | 9/30/2021 | M · Option Exercise | −2.32K | 12.97 | — | 0.00 |
| Deferred Stock Units Direct | Common Stock2.17K shares | 12/28/2021 | M · Option Exercise | −2.17K | 13.25 | — | 0.00 |