SCHWARTZ BRIAN

PrivateCIK: 1431322
Location

BURLINGTON, MA

SCHWARTZ BRIAN (Chief Medical Officer) exercised options at ARQULE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises
InsiderSCHWARTZ BRIANCIK 1431322
IssuerARQULE INCCIK 1019695
Officer· Chief Medical Officer
Since Jul 2018
-178.50K
Net shares
Net seller
$3.59M
Total sold
0
Open market trades
0B · 0S
9
Total transactions
351.05K acquired · 529.54K disposed
Non-Derivative Transactions5

Common Stock

Direct
M · Option Exercise

Shares

+90K

Price / share

$3.42

Trade value

$307.80K

% of position

76.7%
12/18/2019
117.29K207.29K

Common Stock

Direct
M · Option Exercise

Shares

+96.92K

Price / share

$7.95

Trade value

$770.53K

% of position

46.8%
12/18/2019
207.29K304.21K

Common Stock

Direct
M · Option Exercise

Shares

+64.12K

Price / share

$2.51

Trade value

$160.95K

% of position

21.1%
12/18/2019
304.21K368.33K

Common Stock

Direct
M · Option Exercise

Shares

+100K

Price / share

$1.79

Trade value

$179K

% of position

27.1%
12/18/2019
368.33K468.33K

Common Stock

Direct
F · Tax Withholding

Shares

178.50K

Price / share

$20.11

Trade value

$3.59M

% of position

38.1%
12/18/2019
468.33K289.84K
Total

Net shares

+172.55K

Net value

-$2.17M

Derivative Transactions4

Stock Options (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

90K shares

Shares

90K

Strike price

3.42

Held after

0.00

Exercisable

12/18/2019

Stock Options (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

96.92K shares

Shares

96.92K

Strike price

7.95

Held after

0.00

Exercisable

12/18/2019

Stock Options (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

64.12K shares

Shares

64.12K

Strike price

2.51

Held after

0.00

Exercisable

12/18/2019

Stock Options (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

100K shares

Shares

100K

Strike price

1.79

Held after

0.00

Exercisable

12/18/2019
SCHWARTZ BRIAN — Insider Transaction (Form 4) Filed Dec 20, 2019 | Finecho