SCHURFELD RICHARD EARL enters SURGEPAYS, INC. with 42.20K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 12/30/2022ACC: 0001493152-22-037145
42.20K
Baseline shares
72% direct
30.20K
Direct ownership
1 position
23K
Derivative underlying
1 instrument
3
Security positions
12K indirect
Non-Derivative Holdings3
Common Stock, $0.001 par value per share
DirectShares owned30.20K
Common Stock, $0.001 par value per share
IndirectShares owned11.04K
Common Stock, $0.001 par value per share
IndirectShares owned957.00
Total
30.20K direct·12K indirect42.20K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.001 par value per share | 30.20K | Direct |
| Common Stock, $0.001 par value per share | 11.04K | Indirect |
| Common Stock, $0.001 par value per share | 957.00 | Indirect |
| Total | 42.20K | 30.20K direct·12K indirect |
Derivative Holdings1
Warrant (right to buy shares of Common Stock)
DirectUnderlying security
Common Stock
Underlying shares
23K
Shares owned
N/A
Exercise price
4.73
Expiration
—
Exercise window
—
Total
Underlying
23K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy shares of Common Stock) Direct | Common Stock | 4.73 | — | — | 23K | N/A |
| Total | 23K | 0.00 | ||||