SCHULTZ S. MATTHEW (CEO & Chairman) exercised options at CLEANSPARK, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock
Shares
+209.04K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
+216.13K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−95.09K
Price / share
$12.61
Trade value
$1.20M
% of position
Common Stock
Shares
+576.33K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−92.07K
Price / share
$13.34
Trade value
$1.23M
% of position
Common Stock
Shares
−253.59K
Price / share
$13.34
Trade value
$3.38M
% of position
Net shares
+560.75K
Net value
-$5.81M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/4/2026 | M · Option Exercise | +209.04K | — | — | 8.4% | 2.48M | 2.69M |
| Common Stock Direct | 9/4/2026 | M · Option Exercise | +216.13K | — | — | 8.3% | 2.60M | 2.81M |
| Common Stock Direct | 9/4/2026 | F · Tax Withholding | −95.09K | $12.61 | $1.20M | 3.4% | 2.81M | 2.72M |
| Common Stock Direct | 9/4/2026 | M · Option Exercise | +576.33K | — | — | 21.2% | 2.72M | 3.29M |
| Common Stock Direct | 9/8/2026 | F · Tax Withholding | −92.07K | $13.34 | $1.23M | 3.4% | 2.69M | 2.60M |
| Common Stock Direct | 9/8/2026 | F · Tax Withholding | −253.59K | $13.34 | $3.38M | 7.7% | 3.29M | 3.04M |
| Total | +560.75K | -$5.81M | ||||||
Restricted Stock Units
Common Stock
209.04K shares
Shares
−209.04K
Strike price
0
Held after
418.71K
Exercisable
—
Restricted Stock Units
Common Stock
216.13K shares
Shares
−216.13K
Strike price
0
Held after
864.50K
Exercisable
—
Restricted Stock Units
Common Stock
576.33K shares
Shares
−576.33K
Strike price
0
Held after
1.15M
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock209.04K shares | 9/4/2026 | M · Option Exercise | −209.04K | 0 | — | 418.71K |
| Restricted Stock Units Direct | Common Stock216.13K shares | 9/4/2026 | M · Option Exercise | −216.13K | 0 | — | 864.50K |
| Restricted Stock Units Direct | Common Stock576.33K shares | 9/4/2026 | M · Option Exercise | −576.33K | 0 | — | 1.15M |
Common Stock
IndirectCommon Stock
IndirectSeries A Preferred
DirectCommon Stock
Direct| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 480K | Indirect |
| Common Stock | 41K | Indirect |
| Series A Preferred | 500K | Direct |
| Common Stock | 2.48M | Direct |
| Total | 3.50M | 2.98M direct·521K indirect |
Restricted Stock Units
DirectUnderlying shares
102.62K
Shares owned
102.62K
Exercise price
0
Expiration
—
Exercise window
—
Performance Stock Units
DirectUnderlying shares
480K
Shares owned
480K
Exercise price
0
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying shares
640K
Shares owned
640K
Exercise price
0
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying shares
627.75K
Shares owned
627.75K
Exercise price
0
Expiration
—
Exercise window
—
Employee Stock Options (Right to Buy)
DirectUnderlying shares
400K
Shares owned
400K
Exercise price
23
Expiration
—
Exercise window
—
Performance Stock Units
DirectUnderlying shares
1.82M
Shares owned
1.82M
Exercise price
0
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying shares
1.73M
Shares owned
1.73M
Exercise price
0
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying shares
1.08M
Shares owned
1.08M
Exercise price
0
Expiration
—
Exercise window
—
Underlying
6.88M
Owned
6.88M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 102.62K | 102.62K |
| Performance Stock Units Direct | Common Stock | 0 | — | — | 480K | 480K |
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 640K | 640K |
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 627.75K | 627.75K |
| Employee Stock Options (Right to Buy) Direct | Common Stock | 23 | — | — | 400K | 400K |
| Performance Stock Units Direct | Common Stock | 0 | — | — | 1.82M | 1.82M |
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 1.73M | 1.73M |
| Restricted Stock Units Direct | Common Stock | 0 | — | — | 1.08M | 1.08M |
| Total | 6.88M | 6.88M | ||||