SCHULTE DAVID J (President & CEO) exercised options at CORENERGY INFRASTRUCTURE TRUST, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/17/2023ACC: 0001014108-23-000053
DirectorOfficer· President & CEO
Since Nov 2018
-13.66K
Net shares
Net seller
$16.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
39.43K acquired · 53.09K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+39.43K
Price / share
—
Trade value
—
% of position
136.0%
3/15/2023
29K→68.43K
Common Stock
Direct
Shares
−13.66K
Price / share
$1.22
Trade value
$16.67K
% of position
20.0%
3/15/2023
68.43K→54.77K
Total
Net shares
+25.77K
Net value
-$16.67K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2023 | M · Option Exercise | +39.43K | — | — | 136.0% | 29K | 68.43K |
| Common Stock Direct | 3/15/2023 | F · Tax Withholding | −13.66K | $1.22 | $16.67K | 20.0% | 68.43K | 54.77K |
| Total | +25.77K | -$16.67K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
39.43K shares
Shares
−39.43K
Strike price
Held after
78.87K
Exercisable
—
3/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock39.43K shares | 3/15/2023 | M · Option Exercise | −39.43K | — | 78.87K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned271.88K
Common Stock
IndirectShares owned344.52K
Common Stock
IndirectShares owned2.57K
Total
618.97K indirect618.97K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 271.88K | Indirect |
| Common Stock | 344.52K | Indirect |
| Common Stock | 2.57K | Indirect |
| Total | 618.97K | 618.97K indirect |
Derivative Holdings (Post-Transaction)2
Class B Common Stock
IndirectUnderlying security
Common Stock
Underlying shares
204.16K
Shares owned
204.16K
Exercise price
Expiration
—
Exercise window
—
Class B Common Stock
IndirectUnderlying security
Common Stock
Underlying shares
161.11K
Shares owned
161.11K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
365.28K
Owned
365.28K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Common Stock | — | — | 204.16K | 204.16K | |
| Class B Common Stock Indirect | Common Stock | — | — | 161.11K | 161.11K | |
| Total | 365.28K | 365.28K | ||||