SCHMIDT RICHARD W enters AESI HOLDINGS INC. with 2.06M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/22/2023ACC: 0000950170-23-049507
2.06M
Baseline shares
15% direct
308.04K
Direct ownership
2 positions
1.82M
Derivative underlying
2 instruments
4
Security positions
1.75M indirect
Non-Derivative Holdings4
Class B Common Stock
IndirectShares owned1.66M
Class A Common Stock
IndirectShares owned87.48K
Class B Common Stock
DirectShares owned162.14K
Class A Common Stock
DirectShares owned145.90K
Total
308.04K direct·1.75M indirect2.06M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 1.66M | Indirect |
| Class A Common Stock | 87.48K | Indirect |
| Class B Common Stock | 162.14K | Direct |
| Class A Common Stock | 145.90K | Direct |
| Total | 2.06M | 308.04K direct·1.75M indirect |
Derivative Holdings2
Atlas Sand Operating, LLC Units
IndirectUnderlying security
Class A Common Stock
Underlying shares
1.66M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Atlas Sand Operating, LLC Units
DirectUnderlying security
Class A Common Stock
Underlying shares
162.14K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.82M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Atlas Sand Operating, LLC Units Indirect | Class A Common Stock | — | — | 1.66M | N/A | |
| Atlas Sand Operating, LLC Units Direct | Class A Common Stock | — | — | 162.14K | N/A | |
| Total | 1.82M | 0.00 | ||||