SCHMID KEITH (Chief Operating Officer & SrVP) exercised options at PLUG POWER INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/21/2023ACC: 0001104659-23-102824
Officer· Chief Operating Officer & SrVP
Since Aug 2018
-13.14K
Net shares
Net seller
$111.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
100K acquired · 113.14K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+100K
Price / share
$0.57
Trade value
$57K
% of position
23.9%
9/15/2023
417.97K→517.97K
Common Stock
Direct
Shares
−13.14K
Price / share
$8.52
Trade value
$111.94K
% of position
2.5%
9/15/2023
517.97K→504.83K
Total
Net shares
+86.86K
Net value
-$54.94K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2023 | M · Option Exercise | +100K | $0.57 | $57K | 23.9% | 417.97K | 517.97K |
| Common Stock Direct | 9/15/2023 | F · Tax Withholding | −13.14K | $8.52 | $111.94K | 2.5% | 517.97K | 504.83K |
| Total | +86.86K | -$54.94K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
100K shares
Shares
−100K
Strike price
0.57
Held after
0.00
Exercisable
—
9/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock100K shares | 9/15/2023 | M · Option Exercise | −100K | 0.57 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned46.15K
Total
46.15K indirect46.15K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 46.15K | Indirect |
| Total | 46.15K | 46.15K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported