SCHMID HORST A (President and CEO) exercised options at DEEP WELL OIL & GAS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

SCHMID HORST A

Filed: 7/31/2018ACC: 0001213900-18-009924

InsiderSCHMID HORST ACIK 1283429

→

IssuerDEEP WELL OIL & GAS INCCIK 869495

DirectorOfficer· President and CEO

Since Jun 2018

-928.57K

Net shares

Net seller

$65.0K

Total sold

Open market trades

0B · 0S

Total transactions

1.30M acquired · 2.23M disposed

Non-Derivative Transactions4

Common Shares

Direct

M · Option Exercise

+300K

Price / share

$0.05

Trade value

$15K

% of position

200.0%

6/8/2018

150K→450K

Common Shares

Direct

F · Tax Withholding

−214.29K

Price / share

$0.07

Trade value

$15K

% of position

47.6%

6/8/2018

450K→235.71K

Common Shares

Indirect

M · Option Exercise

+1M

Price / share

$0.05

Trade value

$50K

% of position

31.9%

6/8/2018

3.13M→4.13M

Common Shares

Indirect

F · Tax Withholding

−714.28K

Price / share

$0.07

Trade value

$50K

% of position

17.3%

6/8/2018

4.13M→3.42M

Total

Net shares

+371.43K

Net value

$0.03

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Shares Direct	6/8/2018	M · Option Exercise	+300K	$0.05	$15K	200.0%	150K	450K
Common Shares Direct	6/8/2018	F · Tax Withholding	−214.29K	$0.07	$15K	47.6%	450K	235.71K
Common Shares Indirect	6/8/2018	M · Option Exercise	+1M	$0.05	$50K	31.9%	3.13M	4.13M
Common Shares Indirect	6/8/2018	F · Tax Withholding	−714.28K	$0.07	$50K	17.3%	4.13M	3.42M
Total			+371.43K		$0.03

Derivative Transactions4

Stock Option (right to acquire)

Direct

J · J

Converts to

Common Stock

600K shares

+0.00

Strike price

0.38

Held after

600K

Exercisable

—

9/19/2014

Stock Option (right to acquire)

Indirect

J · J

Converts to

Common Stock

1.20M shares

+0.00

Strike price

0.38

Held after

1.20M

Exercisable

—

9/19/2014

Stock Option (right to acquire)

Direct

M · Option Exercise

Converts to

Common Stock

300K shares

−300K

Strike price

0.05

Held after

0.00

Exercisable

—

6/8/2018

Stock Option (right to acquire)

Indirect

M · Option Exercise

Converts to

Common Stock

1M shares

−1M

Strike price

0.05

Held after

0.00

Exercisable

—

6/8/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to acquire) Direct	Common Stock600K shares	9/19/2014	J · J	+0.00	0.38	—	600K
Stock Option (right to acquire) Indirect	Common Stock1.20M shares	9/19/2014	J · J	+0.00	0.38	—	1.20M
Stock Option (right to acquire) Direct	Common Stock300K shares	6/8/2018	M · Option Exercise	−300K	0.05	—	0.00
Stock Option (right to acquire) Indirect	Common Stock1M shares	6/8/2018	M · Option Exercise	−1M	0.05	—	0.00