SCHLEMM LEONARD B enters ALLEGRO MERGER CORP. with 300K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/2/2018ACC: 0001094891-18-000136
300K
Baseline shares
100% direct
300K
Direct ownership
1 position
110K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned300K
Total
300K direct300K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 300K | Direct |
| Total | 300K | 300K direct |
Derivative Holdings2
Redeemable Warrant
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Right
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
110K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Redeemable Warrant Direct | Common Stock | — | — | 100K | N/A | |
| Right Direct | Common Stock | 0 | — | — | 10K | N/A |
| Total | 110K | 0.00 | ||||