SCHIMMELPENNINK EVERT B. (See Remarks) reported 2 transactions at PFENEX INC.
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−16.66K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−10K
Price / share
—
Trade value
—
% of position
Net shares
−26.66K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2020 | U · U | −16.66K | — | — | New position | 16.66K | 0.00 |
| Common Stock Indirect | 10/1/2020 | U · U | −10K | — | — | New position | 10K | 0.00 |
| Total | −26.66K | $0.00 | ||||||
Stock Option (right to buy)
Common Stock
36.29K shares
Shares
−36.29K
Strike price
3.52
Held after
0.00
Exercisable
—
Stock Option (right to buy)
Common Stock
195.06K shares
Shares
−195.06K
Strike price
3.38
Held after
0.00
Exercisable
—
Stock Option (right to buy)
Common Stock
300K shares
Shares
−300K
Strike price
3.90
Held after
0.00
Exercisable
—
Stock Option (right to buy)
Common Stock
225K shares
Shares
−225K
Strike price
10.89
Held after
0.00
Exercisable
—
Stock Option (right to buy)
Common Stock
313.71K shares
Shares
−313.71K
Strike price
3.52
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock36.29K shares | 10/1/2020 | U · U | −36.29K | 3.52 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock195.06K shares | 10/1/2020 | U · U | −195.06K | 3.38 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock300K shares | 10/1/2020 | U · U | −300K | 3.90 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock225K shares | 10/1/2020 | U · U | −225K | 10.89 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock313.71K shares | 10/1/2020 | U · U | −313.71K | 3.52 | — | 0.00 |